Grant R. Huck

S&A FINANCIAL SERVICES

Scott City, KS 67871

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CRD#: 7534016

Professional summary

Grant Randall Huck, who also goes by Grant R Huck, is a registered financial advisor currently at S&A FINANCIAL SERVICES, INC. located in Scott City, Kansas.

Grant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Grant has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Grant R Huck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grant Randall Huck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2022 - Present

S&A FINANCIAL SERVICES, INC.

Office #1: 411 S. Main Street, Scott City, KS 67871

RIA

CRD#: 110471

Scott City, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

S&A FINANCIAL SERVICES, INC.

RICHARDS FINANCIAL SERVICES | SHEPARD & ASSOCIATES INC | SHEPARD & ASSOCIATES FINANCIAL SERVICES, INC. | S&A FINANCIAL SERVICES, INC.

CRD#: 110471 / SEC#: 801-57170

RIA

Registered Investment Advisory firm - (2/10/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(4/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/28/2022

Uniform Investment Adviser Law Examination

Current Firm

S&A FINANCIAL SERVICES, INC.

RICHARDS FINANCIAL SERVICES | SHEPARD & ASSOCIATES INC | SHEPARD & ASSOCIATES FINANCIAL SERVICES, INC. | S&A FINANCIAL SERVICES, INC.

CRD#: 110471 / SEC#: 801-57170

RIA

Registered Investment Advisory firm - (2/10/2000 Approved)

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Contact information

Main Address

8655 College Blvd., Suite 100, Overland Park, KS 66210-1835

Mailing Address

Phone number

(913) 362-2712

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	1,448
AUM (Assets Under Management)	$ 321,680,770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Grant R. Huck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Grant Randall Huck's CRS (Customer Relationship Summary).

Certified licenses

Experience

S&A FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

S&A FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/28/2022

Current Firm

S&A FINANCIAL SERVICES, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

S&A FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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