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JD

Jonathan Dowe

XTX MARKETS LLC
New York, NY 10001
Some features on this profile are disabled
CRD#: 7533907
JD

Professional summary


Jonathan Dowe, who also goes by Jonny Dowe, is a registered financial professional currently at XTX MARKETS LLC located in New York, New York and XTX EXECUTION SERVICES LLC located in New York, New York.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 2024. Jonathan has worked at 2 firms and has passed the Series 63, Series 57TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jonny Dowe

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jonathan Dowe's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 6, 2024 - Present

XTX MARKETS LLC

Office #1: 50 Hudson Yards 64th Floor, New York, NY 10001
BD
CRD#: 289846
New York, NY
Current

May 17, 2024 - Present

XTX EXECUTION SERVICES LLC

Office #1: 50 Hudson Yards 64th Floor, New York, NY 10001
BD
CRD#: 309266
New York, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/17/2024)
RR
New York
(5/17/2024)
RR
Texas
(3/26/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/24/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 3/21/2024
Securities Trader Exam
General Industry/Product Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange

Current Firm


XE
XTX EXECUTION SERVICES LLC
XTX EXECUTION SERVICES LLC

CRD#: 309266 / SEC#: , 8-70532

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
50 Hudson Yards 64th Floor, New York, NY 10001
Mailing Address
50 Hudson Yards 64th Floor, New York, NY 10001
Phone number
(212) 660-9930
Established
Delaware since 03/17/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
XTX HOLDINGS LLCSOLE MEMBER
BRINGUIER, ROBIN JEAN ROBERT MARIEHEAD OF U.S. OPERATIONS - PRINCIPAL OPERATIONS OFFICER7798550
DENIS, BERNARD HENRY IIICCO1969706
SCOTT, OLIVERFINOP - PRINCIPAL FINANCIAL OFFICER6882445
SWANSON, ERIC JOHNCEO5224320

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


XTX EXECUTION SERVICES LLC

CRD#: 309266New York, NY 10001

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