Austin J. Pearce

HUMAN INVESTING

Lake Oswego, OR 97035

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CRD#: 7533789

Professional summary

Austin Jesse Pearce is a registered financial advisor currently at HUMAN INVESTING located in Lake Oswego, Oregon.

Austin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Austin has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Jesse Pearce's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 23, 2022 - Present

HUMAN INVESTING

Office #1: 6000 Meadows Rd Suite 105, Lake Oswego, OR 97035

RIA

CRD#: 133017

Lake Oswego, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HUMAN INVESTING

A & F | HUMAN INVESTING, LLC | HUMAN INVESTING | ANDERSONFISHER LLC | ANDERSONFISHER

CRD#: 133017 / SEC#: 801-63556

RIA

Registered Investment Advisory firm - (10/5/2004 Approved)

California

Registered Investment Advisory firm - (7/15/2008 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(5/23/2022)

IAR

Texas
(11/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/23/2022

Uniform Investment Adviser Law Examination

Current Firm

HUMAN INVESTING

A & F | HUMAN INVESTING, LLC | HUMAN INVESTING | ANDERSONFISHER LLC | ANDERSONFISHER

CRD#: 133017 / SEC#: 801-63556

RIA

Registered Investment Advisory firm - (10/5/2004 Approved)

California

Registered Investment Advisory firm - (7/15/2008 Cancelled)

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Contact information

Main Address

6000 Meadows Rd Suite 105, Lake Oswego, OR 97035

Mailing Address

6000 Meadows Rd Suite 105, Lake Oswego, OR 97035

Phone number

(503) 905-3100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	2,957
AUM (Assets Under Management)	$ 1,879,572,170

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
08/23/2023	Cover Page	Report
09/27/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Austin J. Pearce

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Jesse Pearce's CRS (Customer Relationship Summary).

Certified licenses

Experience

HUMAN INVESTING

Primary Firm SEC Registration

HUMAN INVESTING

State Registrations and Notice Filings

Exams

Series 65

Date: 5/23/2022

Current Firm

HUMAN INVESTING

Contact information

SEC notice filing (8 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

HUMAN INVESTING

TRUST BUT VERIFY

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