SC
Samuel E. Campbell
THRIVENT INVESTMENT MANAGEMENT
Muncie, IN 47304
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CRD#: 7533772
SC
Professional summary
Samuel E Campbell, who also goes by Sam Edward Campbell, Sam Campbell, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Muncie, Indiana.
Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Samuel has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sam Edward Campbell | Sam Campbell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SIGMA PHI EPSILON AVC POSITION: Member of the Board of Directors NATURE: AVC is a business corporation and a non-profit to provide housing for the Sigma Phi Epsilon chapter and its members. As a result of that, Sigma Phi Epsilon's National Committee is responsible for oversight of the chapter. AVC is primarily for development and care of the property and also seeing that the chapter is conducting itself properly and fulfilling its obligations for Sigma Phi Epsilon's National requirements. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2025 ADDRESS: 1112 N. Meadow Ln., Muncie IN 47304, United States DESCRIPTION: AVC members of the board of directors approve or deny proposals given by the chapter's undergraduate executive board. These are proposals of education that the chapter would like to pursue in the future for the bettering of their members. AVC members of the board of directors also serve as a volunteer coordinator for some of the activities that happen as a result of the AVC board approving these proposals from Sigma Phi Epsilon's undergraduate executive board. MARTIN RIVERSIDE SOCIETY POSITION: Member of Board of Directors NATURE: The nature of the Martin Riverside Society is it is a group of alumni of Sigma Phi Epsilon Fraternity of Ball State University. They all meet as alumni to speak about the current funding that is available for the chapter's undergraduate members, and determine how they can best use these funds to provide education initiatives such as scholarships, workshops, seminars, and events to make a more quality experience and education for the undergraduate Sigma Phi Epsilon members' educational and personal growth. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/07/2025 ADDRESS: 1112 N. Meadow Ln., Muncie IN 47304, United States DESCRIPTION: There are 16 directors who's responsibilities are spread across the activities the Martin Riverside Society proposes to enhance our members' education such as guest speakers at dinners, setting up leadership activities or events, different scholarships, attending leadership conferences off campus. The Board of Directors job is to work on the development of these activities to ensure they happen smoothly. SIGMA PHI EPSILON AVC POSITION: Member of the Board of Directors NATURE: AVC is a business corporation and a non-profit to provide housing for the Sigma Phi Epsilon chapter and its members. As a result of that, Sigma Phi Epsilon's National Committee is responsible for oversight of the chapter. AVC is primarily for development and care of the property and also seeing that the chapter is conducting itself properly and fulfilling its obligations for Sigma Phi Epsilon's National requirements. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/10/2025 ADDRESS: 1112 N. Meadow Ln., Muncie IN 47304, United States DESCRIPTION: AVC members of the board of directors approve or deny proposals given by the chapter's undergraduate executive board. These are proposals of education that the chapter would like to pursue in the future for the bettering of their members. AVC members of the board of directors also serve as a volunteer coordinator for some of the activities that happen as a result of the AVC board approving these proposals from Sigma Phi Epsilon's undergraduate executive board.
CRS (Client Relationship Summary) - RIA
Click below to view Samuel E Campbell's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Samuel E Campbell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 7, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3621 N Everbrook Ln, Muncie, IN 47304RIA
BD
CRD#: 18387
Muncie, IN
Current
July 18, 2023 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 3621 N Everbrook Ln, Muncie, IN 47304RIA
BD
CRD#: 18387
Muncie, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/20/2023)
RR
Florida(8/15/2023)
RR
Georgia(9/10/2024)
RR
Indiana(8/7/2023)
IAR
Indiana(8/7/2023)
RR
Kentucky(9/8/2023)
RR
Michigan(6/20/2025)
RR
Missouri(10/13/2025)
RR
North Carolina(8/15/2023)
RR
Ohio(8/17/2023)
RR
Pennsylvania(6/30/2025)
RR
South Carolina(5/30/2025)
RR
Virginia(12/13/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/18/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
