Samuel E. Campbell

DAVID P. GILLIAM & ASSOCIATES

Muncie, IN 47303

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CRD#: 7533772

Professional summary

Samuel E Campbell, who also goes by Sam Edward Campbell, Sam Campbell, is a registered financial advisor currently at DAVID P. GILLIAM & ASSOCIATES, INC. located in Muncie, Indiana and LPL FINANCIAL LLC located in Muncie, Indiana.

Samuel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Samuel has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sam Edward Campbell | Sam Campbell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel E Campbell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 29, 2026 - Present

DAVID P. GILLIAM & ASSOCIATES, INC.

Office #1: 2600 West Jackson, Muncie, IN 47303

RIA

CRD#: 285515

Muncie, IN

Current

January 21, 2026 - Present

LPL FINANCIAL LLC

Office #1: 2600 West Jackson St, Muncie, IN 47303

RIA

CRD#: 6413

Muncie, IN

Past

August 7, 2023 - January 22, 2026

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

MUNCIE, IN

Past

July 18, 2023 - January 22, 2026

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MUNCIE, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAVID P. GILLIAM & ASSOCIATES, INC.

CRD#: 285515 / SEC#: 801-123723

RIA

Registered Investment Advisory firm - (4/19/2022 Approved)

Florida

Registered Investment Advisory firm - (8/31/2022 Terminated)

Indiana

Registered Investment Advisory firm - (9/6/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (8/31/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/21/2026)

California
(2/18/2026)

Florida
(1/21/2026)

Indiana
(1/21/2026)

IAR

Indiana
(1/29/2026)

Kentucky
(1/21/2026)

Michigan
(1/21/2026)

Missouri
(1/21/2026)

North Carolina
(1/21/2026)

Ohio
(1/21/2026)

Pennsylvania
(1/21/2026)

South Carolina
(1/21/2026)

Virginia
(1/21/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/18/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/15/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

DAVID P. GILLIAM & ASSOCIATES, INC.

CRD#: 285515 / SEC#: 801-123723

RIA

Registered Investment Advisory firm - (4/19/2022 Approved)

Florida

Registered Investment Advisory firm - (8/31/2022 Terminated)

Indiana

Registered Investment Advisory firm - (9/6/2022 Terminated)

Louisiana

Registered Investment Advisory firm - (8/31/2022 Terminated)

Texas

Registered Investment Advisory firm - (8/31/2022 Terminated)

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Contact information

Main Address

2600 West Jackson, Muncie, IN 47303

Mailing Address

Phone number

(765) 281-0012

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 - WRAP FEE BROCHURE (2/13/2025)

FIRM BROCHURE - ADV PART 2A (2/13/2025)

Regulatory assets under management

Total Number of Accounts	529
AUM (Assets Under Management)	$ 157,740,043

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Samuel E. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel E Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

Primary Firm SEC Registration

DAVID P. GILLIAM & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2023

Series 7TO

Date: 7/18/2023

SIE

Date: 6/15/2023

FINRA

Current Firm

DAVID P. GILLIAM & ASSOCIATES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAVID P. GILLIAM & ASSOCIATES, INC.

TRUST BUT VERIFY

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