DC
Dominic P. Ceci
JOHNSON WEALTH
Milwaukee, WI 53202
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CRD#: 7531466
DC
Professional summary
Dominic Paul Ceci, who also goes by Dominic Ceci, is a registered financial advisor currently at JOHNSON WEALTH INC. located in Milwaukee, Wisconsin.
Dominic is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Dominic has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dominic Ceci
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Johnson Bank; investment-related affiliate; 555 E Wells, Milwaukee, WI; wealth management, trust services, banking, loans; Chief Investment Officer; January, 2024; full-time Chief Investment Officer and dual employee of Johnson Bank and Johnson Wealth Inc. 2) Awaken Life Family Chiropractic LLC; not investment-related; N88W16644 Appleton Ave, Menomonee Falls, WI; March, 2017; 0 hours during trading hours, 1 hour per month; spouse of primary owner/operator; occasional weekend help with office maintenance, website and bookkeeping.
CRS (Client Relationship Summary) - RIA
Click below to view Dominic Paul Ceci's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 12, 2022 - Present
JOHNSON WEALTH INC.
Office #1: 555 East Wells Street Suite 1900, Milwaukee, WI 53202RIA
CRD#: 125557
Milwaukee, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
JOHNSON WEALTH INC.
CLEARY GULL ADVISORS INC. | MBO CLEARY ADVISORS INC. | JOHNSON WEALTH INC. | JOHNSON FINANCIAL GROUP INC.
CRD#: 125557 / SEC#: 801-61862
RIA
Registered Investment Advisory firm - (3/4/2003 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(4/12/2022)
Exams
Current Firm
JW
JOHNSON WEALTH INC.
CLEARY GULL ADVISORS INC. | MBO CLEARY ADVISORS INC. | JOHNSON WEALTH INC. | JOHNSON FINANCIAL GROUP INC.
CRD#: 125557 / SEC#: 801-61862
RIA
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Contact information
Main Address
555 East Wells Street Suite 1900, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 291-4500
Established
Firm type
Fiscal year end
# of Employees
132
SEC notice filing (45 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,888 |
| AUM (Assets Under Management) | $ 9,109,318,040 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 10/25/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
JOHNSON WEALTH INC.
CRD#: 125557Milwaukee, WI 53202TRUST BUT VERIFY
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