SP
Silas M. Peterson
FINANCIAL PARTNERS
Santa Fe, NM 87505
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CRD#: 7531354
SP
Professional summary
Silas Michael Peterson is a registered financial advisor currently at FINANCIAL PARTNERS, LLC located in Santa Fe, New Mexico.
Silas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Silas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Silas Michael Peterson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 4, 2022 - Present
FINANCIAL PARTNERS, LLC
Office #1: 613 Old Santa Fe Trail, Santa Fe, NM 87505RIA
CRD#: 170002
Santa Fe, NM
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FINANCIAL PARTNERS, LLC
FINANCIAL PARTNERS, LLC | NEW MEXICO FINANCIAL PARTNERS, LLC | GRENADIER FINANCIAL
CRD#: 170002 / SEC#: 801-110092
RIA
Registered Investment Advisory firm - (3/6/2017 Approved)California
Registered Investment Advisory firm - (4/14/2017 Terminated)Colorado
Registered Investment Advisory firm - (3/17/2017 Terminated)New Mexico
Registered Investment Advisory firm - (3/15/2017 Terminated)Texas
Registered Investment Advisory firm - (3/15/2017 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Mexico(4/4/2022)
Current Firm
FP
FINANCIAL PARTNERS, LLC
FINANCIAL PARTNERS, LLC | NEW MEXICO FINANCIAL PARTNERS, LLC | GRENADIER FINANCIAL
CRD#: 170002 / SEC#: 801-110092
RIA
Registered Investment Advisory firm - (3/6/2017 Approved)California
Registered Investment Advisory firm - (4/14/2017 Terminated)Colorado
Registered Investment Advisory firm - (3/17/2017 Terminated)New Mexico
Registered Investment Advisory firm - (3/15/2017 Terminated)Texas
Registered Investment Advisory firm - (3/15/2017 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
613 Old Santa Fe Trail, Santa Fe, NM 87505
Mailing Address
Phone number
(505) 795-7910
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 460 |
| AUM (Assets Under Management) | $ 145,637,622 |
Red Flags
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Company Information
FINANCIAL PARTNERS, LLC
CRD#: 170002Santa Fe, NM 87505TRUST BUT VERIFY
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