Alexander R. Karris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander R Karris, who also goes by Xander Karris, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2022. Alexander had worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2023 - December 3, 2024
SEAWORTHY FINANCIAL PLANNING
June 27, 2022 - January 17, 2023
WELLS FARGO CLEARING SERVICES, LLC
May 30, 2022 - January 12, 2023
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 5/28/2022
General Securities Representative ExaminationCurrent Firm
SEAWORTHY FINANCIAL PLANNING
CRD#: 325329 / SEC#:
Contact information
Red Flags
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