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Haris C. Vrahliotis

TOWERBROOK FINANCIAL, L.P.
London, SW1Y 4AH
Some features on this profile are disabled
CRD#: 7530989
HV

Professional summary

Haris Catherine Vrahliotis is a registered financial professional currently at TOWERBROOK FINANCIAL, L.P. .

Haris is registered as a RR (Registered Representative) and started their career in finance in 2023. Haris has worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, Series 7TO, SIE and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Haris Catherine Vrahliotis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 11, 2023 - Present

TOWERBROOK FINANCIAL, L.P.

Office #1: 1 St. James's Market Carlton Street, London, SW1Y 4AH
BD
CRD#: 155535
London,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/8/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 10/31/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 9/11/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/11/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/13/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/5/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

TF
TOWERBROOK FINANCIAL, L.P.
TOWERBROOK FINANCIAL, L.P. | TOWERBROOK FINANCIAL, LLC

CRD#: 155535 / SEC#: , 8-68721

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
Mailing Address
Park Avenue Tower 65 East 55th Street 19th Floor, New York, NY, 10022
Phone number
(212) 699-2260
Established
Delaware since 08/12/2010
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TOWERBROOK FINANCIAL LP, LLCLIMITED PARTNER
CARDINI, FILIPPO JOHNCOO AND PRINCIPAL5929485
GLASSMAN, JENNIFER TERNOEYCEO, FINOP, AND CFO5917654
ROSENTHAL, ABRIELLE HARACCO / AMLCO5929680
TOWERBROOK FINANCIAL GP, LLCGENERAL PARTNER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOWERBROOK FINANCIAL, L.P.

CRD#: 155535London, SW1Y 4AH

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