Phillip M. Kashin

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CRD#: 7530890

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Phillip Michael Kashin, who also goes by Phillip Richardson, was a registered financial professional .

Phillip is a previously registered financial professional and started their career in finance in 2022. Phillip had worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Phillip Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) CFP Test Tutoring - Non-Investment related, 933 South Pantano Pkwy, Tucson, AZ 85710, Nature of this business: Financial Planning Exam and Course Tutor, Job Position: Tutor, Title: Sole Proprietor/Tutor, State Date: 01/01/2023, 4-5 hours per month spent on this activity and 0 hours per month spent on this activity per month during securities trading hours. Duties include: tutoring students who are enrolled in a CFP Education Program and/or studying for the CFP exam.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

October 16, 2023 - December 12, 2024

BARTLEY FINANCIAL ADVISORS, LLC

RIA

CRD#: 124293

TUCSON, AZ

Past

April 29, 2022 - April 20, 2023

WELLSPRING FINANCIAL PARTNERS

RIA

CRD#: 158872

TUCSON, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARTLEY FINANCIAL ADVISORS, LLC

=ROBERT BARTLEY ADVISORY SERVICES, INC. | ROBERT BARTLEY, CPA, CFP | ROBERT BARTLEY ADVISORY SERVICES, INC. | BARTLEY FINANCIAL ADVISORS, LLC | BARTLEY FINANCIAL ADVISORS, INC.

CRD#: 124293 / SEC#: 801-121433

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (6/14/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (6/28/2021 Terminated)

Ohio

Registered Investment Advisory firm - (3/30/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/27/2021

Uniform Investment Adviser Law Examination

Current Firm

BARTLEY FINANCIAL ADVISORS, LLC

=ROBERT BARTLEY ADVISORY SERVICES, INC. | ROBERT BARTLEY, CPA, CFP | ROBERT BARTLEY ADVISORY SERVICES, INC. | BARTLEY FINANCIAL ADVISORS, LLC | BARTLEY FINANCIAL ADVISORS, INC.

CRD#: 124293 / SEC#: 801-121433

RIA

Registered Investment Advisory firm - (6/7/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (6/14/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (6/28/2021 Terminated)

Ohio

Registered Investment Advisory firm - (3/30/2017 Terminated)

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Contact information

Main Address

169 South River Road Suite 17, Bedford, NH 03110

Mailing Address

Phone number

(603) 625-9900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 UPDATED (11/3/2025)

Regulatory assets under management

Total Number of Accounts	597
AUM (Assets Under Management)	$ 140,023,557

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Phillip M. Kashin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BARTLEY FINANCIAL ADVISORS, LLC

WELLSPRING FINANCIAL PARTNERS

Primary Firm SEC Registration

BARTLEY FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/27/2021

Current Firm

BARTLEY FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARTLEY FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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