Harry E. Eckstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harry E Eckstein was a registered financial professional .
Harry is a previously registered financial professional and started their career in finance in 1970. Harry had worked at 2 firms and has passed the Series 1 and Series 40 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 19, 1976 - September 19, 1990
BARON SECURITIES CORPORATION
April 22, 1970 - April 9, 1976
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 11/7/1969
Registered Representative ExaminationSeries 40
Date: 4/16/1970
Registered Principal ExaminationCurrent Firm
BARON SECURITIES CORPORATION
CRD#: 7268 / SEC#: , 8-20580
Contact information
Documents
Red Flags
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