Warren R. Leet

BLUE CASTLE WEALTH

LEXINGTON, KY 40513

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CRD#: 7530037

Professional summary

Warren Randall Leet is a registered financial advisor currently at BLUE CASTLE WEALTH located in Lexington, Kentucky.

Warren is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Warren has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Leet Brothers Investments, LLC Investment-Related: Yes Address: 4002 Citation Circle, Versailles, KY 40383 Nature of Business: Real estate investment and property management Position/Title: Partner Start Date: March 7, 2025 Approximate Hours/Month: Inactive (0 hours/month) Hours During Securities Trading Hours: 0 Description of Duties: Oversight of real estate investment strategy and property operations. No active involvement or daily responsibilities at this time.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren Randall Leet's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 9, 2022 - Present

BLUE CASTLE WEALTH

Office #1: 1040 Monarch St. 3rd Floor, Lexington, KY, 40513

RIA

CRD#: 320724

LEXINGTON, KY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kentucky
(11/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/2022

Uniform Investment Adviser Law Examination

Current Firm

BLUE CASTLE WEALTH

BLUE CASTLE WEALTH | BLUE CASTLE WEALTH, LLC

CRD#: 320724 / SEC#:

Kentucky

Registered Investment Advisory firm - (11/9/2022 Approved)

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Contact information

Main Address

1040 Monarch St. 3rd Floor, Lexington, KY, 40513

Mailing Address

Po Box 22296, Lexington, KY 40522

Phone number

(859) 440-1591

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	38
AUM (Assets Under Management)	$ 13,452,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Warren R. Leet

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Warren Randall Leet's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUE CASTLE WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/2022

Current Firm

BLUE CASTLE WEALTH

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUE CASTLE WEALTH

TRUST BUT VERIFY

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