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Thomas Barro Mitose

FORTHRIGHT CAPITAL
BRENTWOOD, CA
·CRD# 7530008·4 years experience

Professional Summary

Thomas Barro Mitose, who also goes by Thomas B Mitose, is a registered financial advisor currently at FORTHRIGHT CAPITAL located in Brentwood, California. Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Thomas B Mitose

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

4 years in the financial services industry

Current & Past Employments

Current

FORTHRIGHT CAPITALCurrent·CRD# 323596
RIA
Brentwood, CA
July 10, 2026 - Present

Past

EDWARD JONESPast·CRD# 250
RIA
Benicia, CA
September 6, 2024 - July 13, 2026
EDWARD JONESPast·CRD# 250
BD
Benicia, CA
September 6, 2024 - July 13, 2026
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
RIA
Stockton, CA
December 7, 2022 - July 17, 2024
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
Stockton, CA
October 24, 2022 - July 17, 2024

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Current Firm

FC
FORTHRIGHT CAPITAL

BERKOWITZ CAPITAL LLC | TEACHERS' PATH FINANCIAL PLANNING | SMITH'S WEALTH MANAGEMENT | ROWDEN FINANCIAL | RETIRE LAB LLC | PIRSOS INVESTMENT ADVISORY | FORTHRIGHT CAPITAL ADVISORY LLC | FORTHRIGHT CAPITAL ADVISORY | FORTHRIGHT CAPITAL

CRD#: 323596 / SEC#: 801-128191
RIA
Registered Investment Advisory firm - SEC (7/25/2023 Approved)
Nevada
Registered Investment Advisory firm - Nevada (9/29/2023 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (9/14/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128

Phone Number

(725) 712-3011

# of Employees

22

SEC notice filing (28 States and Territories)

Registered to provide investment advisory services in 28 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORTHRIGHT CAPITAL ADVISORY ADV PART 2A (8/25/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,363

AUM (Assets Under Management)

$107,686,977

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) I assist my father with running his martial arts organization called Mitose's International Kosho-Ryu Kenpo Association. There is no investment activity or investment related business. He runs it as a sole proprietor. I assist him with booking flights, renting cars, and teaching new students. This takes up approximately ten hours a month during hours outside of security trading hours. There is no brick and mortar location, he teaches by seminar and travel. 2) The Bay Computer Guys (Computer Repair) - Service Coordinator. Start date 03/12/25. Not investment related, Duties include repairing or upgrading personal computers. Spend 5 hours/month on this activity, none during normal trading hours. Brentwood CA. 3) Mitose's International Kosho-Ryu Kenpo Association - Martial Arts Association. Start Date: 06/01/10. Title: 24th Descendant. Not investment related. Spend 1 hour/month on this activity, none during normal trading hours. This is my father's business. He has no employees and I make time on weekends to assist him with the technological and administrative tasks that he struggles with on his own such as updating the website and scheduling appointments. Brentwood CA. 4) Insurance Agent - 1/2025 to Present. Investment related. Duties include offering insurance products and services to clients and prospects. Spend 30% of time on this activity, all during normal trading hours. Brentwood, CA.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FC
FORTHRIGHT CAPITAL

BERKOWITZ CAPITAL LLC | TEACHERS' PATH FINANCIAL PLANNING | SMITH'S WEALTH MANAGEMENT | ROWDEN FINANCIAL | RETIRE LAB LLC | PIRSOS INVESTMENT ADVISORY | FORTHRIGHT CAPITAL ADVISORY LLC | FORTHRIGHT CAPITAL ADVISORY | FORTHRIGHT CAPITAL

CRD#: 323596 / SEC#: 801-128191
RIA
Registered Investment Advisory firm - SEC (7/25/2023 Approved)
Nevada
Registered Investment Advisory firm - Nevada (9/29/2023 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (9/14/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(7/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Nov 2022About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2022About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Apr 2022About the SIE exam

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CRS (Client Relationship Summary) - RIA

Click below to view Thomas Barro Mitose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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