Thomas B. Mitose

FORTHRIGHT CAPITAL ADVISORY

BRENTWOOD, CA

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CRD#: 7530008

Professional summary

Thomas Barro Mitose, who also goes by Thomas B Mitose, is a registered financial advisor currently at FORTHRIGHT CAPITAL ADVISORY located in Brentwood, California.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Thomas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Thomas B Mitose

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Barro Mitose's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 10, 2026 - Present

FORTHRIGHT CAPITAL ADVISORY

RIA

CRD#: 323596

BRENTWOOD, CA

Past

September 6, 2024 - July 13, 2026

EDWARD JONES

RIA

CRD#: 250

Benicia, CA

Past

September 6, 2024 - July 13, 2026

EDWARD JONES

CRD#: 250

Benicia, CA

Past

December 7, 2022 - July 17, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

STOCKTON, CA

Past

October 24, 2022 - July 17, 2024

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

STOCKTON, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORTHRIGHT CAPITAL ADVISORY

CRD#: 323596 / SEC#: 801-128191

RIA

Registered Investment Advisory firm - (7/25/2023 Approved)

Nevada

Registered Investment Advisory firm - (9/29/2023 Terminated)

Ohio

Registered Investment Advisory firm - (9/14/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/28/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/24/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/22/2022

Securities Industry Essentials Examination

Current Firm

FORTHRIGHT CAPITAL ADVISORY

CRD#: 323596 / SEC#: 801-128191

RIA

Registered Investment Advisory firm - (7/25/2023 Approved)

Nevada

Registered Investment Advisory firm - (9/29/2023 Terminated)

Ohio

Registered Investment Advisory firm - (9/14/2023 Terminated)

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Contact information

Main Address

7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128

Mailing Address

Phone number

(725) 712-3016

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (28 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORTHRIGHT CAPITAL ADVISORY ADV PART 2A (10/9/2025)

Regulatory assets under management

Total Number of Accounts	882
AUM (Assets Under Management)	$ 64,985,533

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas B. Mitose

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Barro Mitose's CRS (Customer Relationship Summary).

Certified licenses

Experience

EDWARD JONES

EDWARD JONES

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

FORTHRIGHT CAPITAL ADVISORY

State Registrations and Notice Filings

Exams

Series 66

Date: 11/28/2022

Series 7TO

Date: 10/24/2022

SIE

Date: 4/22/2022

Current Firm

FORTHRIGHT CAPITAL ADVISORY

Contact information

SEC notice filing (28 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FORTHRIGHT CAPITAL ADVISORY

TRUST BUT VERIFY

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