Alexander Gunbymerriman

VALOR INVESTMENTS AND PLANNING LLC

Easton, PA 18042

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CRD#: 7529694

Professional summary

Alexander Gunbymerriman, who also goes by Alexander Gunby-merriman, is a registered financial advisor currently at VALOR INVESTMENTS AND PLANNING LLC located in Easton, Pennsylvania.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Alexander has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexander Gunby-Merriman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Gunbymerriman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 4, 2024 - Present

VALOR INVESTMENTS AND PLANNING LLC

Office #1: 109 N. 4th Street Suite 1, Easton, PA 18042

RIA

CRD#: 323129

Easton, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/11/2024)

IAR

Pennsylvania
(1/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2023

Uniform Investment Adviser Law Examination

Current Firm

VALOR INVESTMENTS AND PLANNING LLC

CRD#: 323129 / SEC#: 801-126665

RIA

Registered Investment Advisory firm - (3/30/2023 Terminated)

Florida

Registered Investment Advisory firm - (3/25/2024 Approved)

New Jersey

Registered Investment Advisory firm - (4/10/2023 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/6/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

109 N. 4th Street Suite 1, Easton, PA 18042

Mailing Address

Phone number

(484) 546-2522

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	501
AUM (Assets Under Management)	$ 80,708,986

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander Gunbymerriman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Gunbymerriman's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALOR INVESTMENTS AND PLANNING LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2023

Current Firm

VALOR INVESTMENTS AND PLANNING LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VALOR INVESTMENTS AND PLANNING LLC

TRUST BUT VERIFY

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