Samuel J. Kaminsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel John Paul Kaminsky, who also goes by Samuel John-paul Kaminsky, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 2022. Samuel had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 14, 2023 - April 23, 2024
HARVEST FINANCIAL, LLC
July 11, 2023 - January 10, 2024
CETERA INVESTMENT ADVISERS LLC
June 6, 2023 - July 11, 2023
CETERA ADVISORS LLC
November 9, 2022 - January 10, 2024
CETERA ADVISORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 11/9/2022
General Securities Representative ExaminationCurrent Firm
HARVEST FINANCIAL, LLC
CRD#: 114072 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 44 |
| AUM (Assets Under Management) | $ 18,539,276 |
Red Flags
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