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Gizelle G. George
CAIN, WATTERS & ASSOCIATES
FRISCO, TX 75034
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CRD#: 7529379
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Professional summary
Gizelle Grace George, who also goes by Gizelle Grace, is a registered financial advisor currently at CAIN, WATTERS & ASSOCIATES, LLC located in Frisco, Texas.
Gizelle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Gizelle has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gizelle Grace
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I*1501295 For profit or not for profit: Entity For Profit Name of outside business organization: UberEats Investment related: N Address of business: San Francisco, California, 94103 Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 9/27/2023 Number of hours devoted: 15 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Delivery I*1502302 For profit or not for profit: Entity For Profit Name of outside business organization: Instacart Investment related: N Address of business: San Franciso, California, 94105 Nature of business: ["Corporation"] Position, title, association: ["Consultant/Independent Contractor"], Start date of relationship: 9/27/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Delivery
CRS (Client Relationship Summary) - RIA
Click below to view Gizelle Grace George's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
CAIN, WATTERS & ASSOCIATES, LLC
Office #1: 17 Cowboys Way, Suite 300, Frisco, TX 75034RIA
CRD#: 111521
FRISCO, TX
Past
October 5, 2022 - March 14, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DALLAS, TX
Past
July 25, 2022 - March 14, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CAIN, WATTERS & ASSOCIATES, LLC
CAIN, WATTERS & ASSOCIATES, LLC | CAIN, WATTERS & ASSOCIATES, PC | CAIN, WATTERS & ASSOCIATES, P.L.L.C.
CRD#: 111521 / SEC#: 801-39899
RIA
Registered Investment Advisory firm - (9/30/1991 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(3/31/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
CW
CAIN, WATTERS & ASSOCIATES, LLC
CAIN, WATTERS & ASSOCIATES, LLC | CAIN, WATTERS & ASSOCIATES, PC | CAIN, WATTERS & ASSOCIATES, P.L.L.C.
CRD#: 111521 / SEC#: 801-39899
RIA
Registered Investment Advisory firm - (9/30/1991 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17 Cowboys Way, Suite 300, Frisco, TX 75034
Mailing Address
Phone number
(972) 233-3323
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,602 |
| AUM (Assets Under Management) | $ 4,237,891,280 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 07/24/2024 | ||
| 03/18/2024 | ||
| 04/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAIN, WATTERS & ASSOCIATES, LLC
CRD#: 111521Frisco, TX 75034TRUST BUT VERIFY
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