PM
Parker H. Marks
KPG CAPITAL PARTNERS
PARK CITY, UT 84098
Some features on this profile are disabled
CRD#: 7528803
PM
Professional summary
Parker Hayley Marks, who also goes by Parker Marks, is a registered financial professional currently at KPG CAPITAL PARTNERS, LLC located in Park City, Utah.
Parker is registered as a RR (Registered Representative) and started their career in finance in 2022. Parker has worked at 1 firm and has passed the Series 63, Series 3, SIE, Series 7TO and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Parker Marks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Parker Hayley Marks's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 28, 2022 - Present
KPG CAPITAL PARTNERS, LLC
Office #1: 1389 Center Drive Suite 200, Park City, UT 84098BD
CRD#: 165392
PARK CITY, UT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/16/2024)
RR
Alaska(5/16/2024)
RR
Arizona(5/16/2024)
RR
Arkansas(5/16/2024)
RR
California(5/16/2024)
RR
Colorado(5/16/2024)
RR
Connecticut(5/16/2024)
RR
Delaware(5/16/2024)
RR
District of Columbia(5/16/2024)
RR
Florida(5/28/2022)
RR
Georgia(5/16/2024)
RR
Hawaii(5/16/2024)
RR
Idaho(5/16/2024)
RR
Illinois(5/16/2024)
RR
Indiana(5/16/2024)
RR
Iowa(5/16/2024)
RR
Kansas(5/16/2024)
RR
Kentucky(5/16/2024)
RR
Louisiana(5/16/2024)
RR
Maine(5/16/2024)
RR
Maryland(5/16/2024)
RR
Massachusetts(5/16/2024)
RR
Michigan(5/16/2024)
RR
Minnesota(6/10/2022)
RR
Mississippi(5/16/2024)
RR
Missouri(5/16/2024)
RR
Montana(5/16/2024)
RR
Nebraska(5/16/2024)
RR
Nevada(5/16/2024)
RR
New Hampshire(5/16/2024)
RR
New Jersey(5/16/2024)
RR
New Mexico(5/16/2024)
RR
New York(6/10/2022)
RR
North Carolina(5/16/2024)
RR
North Dakota(5/16/2024)
RR
Ohio(5/16/2024)
RR
Oklahoma(5/16/2024)
RR
Oregon(5/16/2024)
RR
Pennsylvania(5/16/2024)
RR
Rhode Island(5/16/2024)
RR
South Carolina(5/16/2024)
RR
South Dakota(5/16/2024)
RR
Texas(11/30/2023)
RR
Utah(6/10/2022)
RR
Vermont(5/16/2024)
RR
Virginia(5/16/2024)
RR
Washington(5/16/2024)
RR
West Virginia(5/16/2024)
RR
Wisconsin(5/16/2024)
RR
Wyoming(5/16/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/27/2022
General Securities Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
KC
KPG CAPITAL PARTNERS, LLC
KPG CAPITAL PARTNERS, LLC
CRD#: 165392 / SEC#: , 8-69158
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
1389 Center Drive Suite 200, Park City, UT 84098
Mailing Address
1389 Center Drive Suite 200, Park City, UT 84098
Phone number
(212) 588-8889
Established
Delaware since 12/11/2011
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
