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EE

Eric Estrada

PALAFOX TRADING
New York, NY 10103
Some features on this profile are disabled
CRD#: 7528744
EE
Eric EstradaPALAFOX TRADING

Professional summary

Eric Estrada is a registered financial professional currently at PALAFOX TRADING LLC located in New York, New York.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2023. Eric has worked at 2 firms and has passed the Series 7TO, SIE, Series 14 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric Estrada's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 22, 2026 - Present

PALAFOX TRADING LLC

Office #1: 660 Fifth Avenue, New York, NY 10103
BD
CRD#: 131114
New York, NY
Past

December 19, 2023 - December 22, 2025

BREVAN HOWARD US LLC

BD
CRD#: 150662
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7TO
Date: 12/19/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/27/2023
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 6/22/2026
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/21/2024
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PT
PALAFOX TRADING LLC
PALAFOX TRADING LLC

CRD#: 131114 / SEC#: , 8-66420

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
830 Brickell Plaza, Miami, FL 33131
Mailing Address
830 Brickell Plaza, Miami, FL 33131
Phone number
(305) 929-6851
Established
Delaware since 01/16/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
PALAFOX HOLDCO LLCMEMBER
CARROLL, SEAN VINCENTCHIEF EXECUTIVE OFFICER2518443
CARROLL, SEAN VINCENTCHIEF COMPLIANCE OFFICER2518443
CITADEL ADVISORS LLCMANAGER
HENRY, STEVEN MICHAELCHIEF ACCOUNTING OFFICER5587809

Red Flags

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Company Information

PALAFOX TRADING LLC

CRD#: 131114New York, NY 10103

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