Todd J. Burkhalter

COLTON GROOME FINANCIAL ADVISORS

Asheville, NC 28803

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CRD#: 7528626

Professional summary

Todd Jay Burkhalter, who also goes by Todd J Burkhalter, Todd Jay Burkhalter, is a registered financial advisor currently at COLTON GROOME FINANCIAL ADVISORS, LLC located in Asheville, North Carolina and VALMARK SECURITIES, INC. located in Asheville, North Carolina.

Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Todd has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd J Burkhalter | Todd Jay Burkhalter

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Air BnB; 131 Aiken View Dr., Asheville NC 28804; Type of business: Rental Property, Spouse handles all activities for this; NOT Investment Related; Start Date 2018; Approximately 1-5 hrs. per month; through air bnb app with tax documentation.///

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jay Burkhalter's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2024 - Present

COLTON GROOME FINANCIAL ADVISORS, LLC

Office #1: 1127-b Hendersonville Road, Asheville, NC 28803

RIA

CRD#: 128365

Asheville, NC

Current

February 8, 2024 - Present

VALMARK SECURITIES, INC.

Office #1: 1127-b Hendersonville Road, Asheville, NC 28803Office #2: 1870 Brevard Rd, Suite 112, Arden, NC 28704

CRD#: 31243

Asheville, NC

Past

July 20, 2022 - February 5, 2024

EDWARD JONES

RIA

CRD#: 250

ASHEVILLE, NC

Past

May 28, 2022 - February 5, 2024

EDWARD JONES

CRD#: 250

ASHEVILLE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLTON GROOME FINANCIAL ADVISORS, LLC

CG ADVISORY SERVICES, L.L.C. | COLTON GROOME FINANCIAL ADVISORS, LLC

CRD#: 128365 / SEC#: 801-113274

RIA

Registered Investment Advisory firm - (5/23/2018 Approved)

Nevada

Registered Investment Advisory firm - (10/26/2009 Terminated)

North Carolina

Registered Investment Advisory firm - (6/1/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

North Carolina
(2/8/2024)

IAR

North Carolina
(2/13/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/19/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/27/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/3/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

COLTON GROOME FINANCIAL ADVISORS, LLC

CG ADVISORY SERVICES, L.L.C. | COLTON GROOME FINANCIAL ADVISORS, LLC

CRD#: 128365 / SEC#: 801-113274

RIA

Registered Investment Advisory firm - (5/23/2018 Approved)

Nevada

Registered Investment Advisory firm - (10/26/2009 Terminated)

North Carolina

Registered Investment Advisory firm - (6/1/2018 Terminated)

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Contact information

Main Address

1127-b Hendersonville Road, Asheville, NC 28803

Mailing Address

Phone number

(828) 252-1816

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	946
AUM (Assets Under Management)	$ 444,012,621

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/29/2024	Cover Page	Report
11/27/2023	Cover Page	Report
01/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd J. Burkhalter

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Jay Burkhalter's CRS (Customer Relationship Summary).

Certified licenses

Experience

VALMARK SECURITIES, INC.

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

COLTON GROOME FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/19/2022

Series 7TO

Date: 5/27/2022

SIE

Date: 5/3/2022

FINRA

Current Firm

COLTON GROOME FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

COLTON GROOME FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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