Samuel M. Pinion
Professional summary
Samuel M Pinion, who also goes by Samuel Pinion, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
Samuel is registered as a RR (Registered Representative) and started their career in finance in 2022. Samuel has worked at 3 firms and has passed the Series 63, Series 7TO, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samuel M Pinion's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2024 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005February 5, 2024 - March 19, 2024
SANTANDER US CAPITAL MARKETS LLC
December 22, 2022 - December 1, 2023
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/15/2024)
Exams
Series 7TO
Date: 4/2/2024
General Securities Representative ExaminationSeries 79TO
Date: 11/14/2022
Investment Banking Registered Representative ExaminationFINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
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