Oliver B. Eckles
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Oliver Burnham Eckles was a registered financial professional .
Oliver is a previously registered financial professional and started their career in finance in 1969. Oliver had worked at 3 firms and has passed the Series 63, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 1971 - July 23, 1979
DICKINSON & CO.
March 18, 1970 - July 10, 1990
MORGAN STANLEY DW INC.
October 29, 1969 - November 29, 1971
LAMSON BROS. & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 000
Date: 3/18/1970
General Securities Principal ExaminationSeries 1
Date: 10/22/1969
Registered Representative ExaminationCurrent Firm
DICKINSON & CO.
CRD#: 689 / SEC#: , 8-7503
Contact information
Documents
Red Flags
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