BS
Brandon J. Seibel
OASIS WEALTH PLANNING ADVISORS
nashville, TN
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CRD#: 7527689
BS
Professional summary
Brandon James Seibel, who also goes by Brandon Seibel, is a registered financial advisor currently at OASIS WEALTH PLANNING ADVISORS located in Nashville, Tennessee.
Brandon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Brandon has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brandon Seibel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Virginia Army National Guard / 168 Constitution Lane, Lynchburg, VA. 24502 / Start date: 03/2020 / not investment related / Human Resources Specialist providing administrative support to soldiers / approx. 16 hrs. per month / 0 during non-trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Brandon James Seibel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2024 - Present
OASIS WEALTH PLANNING ADVISORS
Office #3: 220 N. Main Street, Suite 500, Greenville, SC 29601RIA
CRD#: 285474
nashville, TN
Past
September 21, 2023 - July 17, 2024
VANGUARD ADVISERS, INC.
RIA
CRD#: 106715
CHARLOTTE, NC
Past
August 11, 2023 - July 17, 2024
VANGUARD MARKETING CORPORATION
BD
CRD#: 7452
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OASIS WEALTH PLANNING ADVISORS
OASIS WEALTH PLANNING ADVISORS | OASIS WEALTH PLANNING ADVISORS, LLC
CRD#: 285474 / SEC#: 801-130696
RIA
Registered Investment Advisory firm - (7/16/2024 Approved)Alabama
Registered Investment Advisory firm - (8/1/2024 Terminated)Florida
Registered Investment Advisory firm - (8/1/2024 Terminated)Georgia
Registered Investment Advisory firm - (8/9/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/1/2024 Terminated)Texas
Registered Investment Advisory firm - (8/1/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
North Carolina(8/1/2024)
IAR
South Carolina(6/11/2025)
IAR
Tennessee(8/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/11/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
OASIS WEALTH PLANNING ADVISORS
OASIS WEALTH PLANNING ADVISORS | OASIS WEALTH PLANNING ADVISORS, LLC
CRD#: 285474 / SEC#: 801-130696
RIA
Registered Investment Advisory firm - (7/16/2024 Approved)Alabama
Registered Investment Advisory firm - (8/1/2024 Terminated)Florida
Registered Investment Advisory firm - (8/1/2024 Terminated)Georgia
Registered Investment Advisory firm - (8/9/2024 Terminated)Tennessee
Registered Investment Advisory firm - (8/1/2024 Terminated)Texas
Registered Investment Advisory firm - (8/1/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Nashville, TN
Mailing Address
Phone number
(615) 933-3314
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 819 |
| AUM (Assets Under Management) | $ 267,819,448 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
