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YC

Yuqi Cao

LIME TRADING CORP
NEW YORK, NY 10123
Some features on this profile are disabled
CRD#: 7527533
YC

Professional summary

Yuqi Cao, who also goes by Peggy Cao, is a registered financial professional currently at LIME TRADING CORP located in New York, New York.

Yuqi is registered as a RR (Registered Representative) and started their career in finance in 2025. Yuqi has worked at 1 firm and has passed the Series 57TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peggy Cao

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Yuqi Cao's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 14, 2025 - Present

LIME TRADING CORP

Office #1: 450 7th Ave 31st Floor, New York, NY 10123
BD
CRD#: 11826
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 57TO
Date: 11/14/2025
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 7/24/2025
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

LT
LIME TRADING CORP
A H HAYNES AND COMPANY | WHOTRADES, INC. | SCORE PRIORITY CORP. | LIME TRADING CORP | LIME TRADING | LIME EXECUTION | LIME | JUST2TRADE, INC. | A.H. HAYNES & CO., INC.

CRD#: 11826 / SEC#: , 8-27061

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
450 7th Ave 31st Floor, New York, NY 10123
Mailing Address
450 7th Ave 31st Floor, New York, NY 10123
Phone number
(646) 558-3232
Established
Delaware since 06/22/1981
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
F.H. GLOBAL, INC.PARENT
LEBOWITZ, SCOTT ECHIEF COMPLIANCE OFFICER1867003
LEVY, MICHAEL ISAACCHIEF FINANCIAL OFFICER5181325
ROMERO, MONIQUEFINOP/PFO6712654
SANDBLOM, JOHANPRESIDENT4302289
SEHIC, EVACHIEF EXECUTIVE OFFICER4198771

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LIME TRADING CORP

CRD#: 11826New York, NY 10123

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