Sergio R. Teague

PARAGON FINANCIAL ADVISORS

College Station, TX 77845

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CRD#: 7527322

Professional summary

Sergio Rene Teague, who also goes by Sergio Teague, is a registered financial advisor currently at PARAGON FINANCIAL ADVISORS located in College Station, Texas.

Sergio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sergio has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sergio Teague

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sergio Rene Teague's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2023 - Present

PARAGON FINANCIAL ADVISORS

Office #1: 215 Rock Prairie Rd., College Station, TX 77845

RIA

CRD#: 143721

College Station, TX

Past

August 5, 2022 - March 23, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

WESTLAKE, TX

Past

June 23, 2022 - March 22, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARAGON FINANCIAL ADVISORS

PARAGON ADVISORS, L.L.C. | PARAGON FINANCIAL ADVISORS AND TRUST | PARAGON FINANCIAL ADVISORS | PARAGON ADVISORS, LLC

CRD#: 143721 / SEC#: 801-67813

RIA

Registered Investment Advisory firm - (5/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/9/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/23/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/16/2022

Securities Industry Essentials Examination

Current Firm

PARAGON FINANCIAL ADVISORS

PARAGON ADVISORS, L.L.C. | PARAGON FINANCIAL ADVISORS AND TRUST | PARAGON FINANCIAL ADVISORS | PARAGON ADVISORS, LLC

CRD#: 143721 / SEC#: 801-67813

RIA

Registered Investment Advisory firm - (5/16/2007 Approved)

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Contact information

Main Address

215 Rock Prairie Rd., College Station, TX 77845

Mailing Address

Phone number

(979) 693-3907

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARAGON 2025 ANNUAL AMENDED ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,329
AUM (Assets Under Management)	$ 847,006,835

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sergio R. Teague

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sergio Rene Teague's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARAGON FINANCIAL ADVISORS

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

PARAGON FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2022

Series 7TO

Date: 6/23/2022

SIE

Date: 6/16/2022

Current Firm

PARAGON FINANCIAL ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARAGON FINANCIAL ADVISORS

TRUST BUT VERIFY

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