Sergio R. Teague
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sergio Rene Teague, who also goes by Sergio Teague, was a registered financial professional .
Sergio is a previously registered financial professional and started their career in finance in 2022. Sergio had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 2023 - March 19, 2026
PARAGON FINANCIAL ADVISORS
August 5, 2022 - March 23, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 23, 2022 - March 22, 2023
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
PARAGON FINANCIAL ADVISORS
CRD#: 143721 / SEC#: 801-67813
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 6/23/2022
General Securities Representative ExaminationCurrent Firm
PARAGON FINANCIAL ADVISORS
CRD#: 143721 / SEC#: 801-67813
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,329 |
| AUM (Assets Under Management) | $ 847,006,835 |
Red Flags
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