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Sergio R. Teague

MASLOW WEALTH ADVISORS
Austin, TX 78746
Some features on this profile are disabled
CRD#: 7527322
ST

Professional summary

Sergio Rene Teague, who also goes by Sergio Teague, is a registered financial advisor currently at MASLOW WEALTH ADVISORS located in Austin, Texas.

Sergio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sergio has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Sergio Teague

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sergio Rene Teague's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2026 - Present

MASLOW WEALTH ADVISORS

Office #1: 1601 South Mo Pac Expressway Suite 125d, Austin, TX 78746
RIA
CRD#: 107722
Austin, TX
Past

June 9, 2023 - March 19, 2026

PARAGON FINANCIAL ADVISORS

RIA
CRD#: 143721
COLLEGE STATION, TX
Past

August 5, 2022 - March 23, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
WESTLAKE, TX
Past

June 23, 2022 - March 22, 2023

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
WESTLAKE, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MASLOW WEALTH ADVISORS
MASLOW WEALTH ADVISORS
DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL ADVISORS, L.L.P. | MASLOW WEALTH ADVISORS | DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLC | DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLP

CRD#: 107722 / SEC#: 801-60001

RIA
Registered Investment Advisory firm - (1/25/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(5/12/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 8/1/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 6/23/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/16/2022
Securities Industry Essentials Examination

Current Firm

MASLOW WEALTH ADVISORS
MASLOW WEALTH ADVISORS
DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL ADVISORS, L.L.P. | MASLOW WEALTH ADVISORS | DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLC | DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLP

CRD#: 107722 / SEC#: 801-60001

RIA
Registered Investment Advisory firm - (1/25/2001 Approved)
PREMIUM
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Contact information

Main Address
1601 South Mo Pac Expressway Suite 125d, Austin, TX 78746
Mailing Address
Phone number
(512) 610-6930
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MASLOW WEALTH ADVISORS PART ADV2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts450
AUM (Assets Under Management)$ 2,065,363,526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MASLOW WEALTH ADVISORS

MASLOW WEALTH ADVISORS

CRD#: 107722Austin, TX 78746

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