SW
Shelby T. Wirick
FERMATA ADVISORS
Sonoma, CA 95476
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CRD#: 7525753
SW
Professional summary
Shelby T Wirick, who also goes by Shelby Wirick, is a registered financial advisor currently at FERMATA ADVISORS located in Sonoma, California.
Shelby is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Shelby has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shelby Wirick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Shelby T Wirick is a Manager and Member at Wirick Enterprises LLC; Investment related: No; Location: 434 Patten St. Sonoma CA 95476 US; Start date: 2024-01-01; Description and Responsibilities Duties: Shelby Wirick is a Manager/Member of Wirick Enterprises LLC; 0 Hours per month during trading hours; 10 Hours per month outside trading hours; 0% of total yearly compensation derived from the business; Contact person at the organization: Shelby & Matthew Wirick. Shelby T Wirick is a Owner at Rental Property; Investment related: Yes; Location: 937 Manor Dr Sonoma CA 95476 US; Start date: 2017-01-01; Description: This is a rental property that we own and receive income from; Responsibilities Duties: Own a secondary home and rent it out to tenants; 0 Hours per month during trading hours; 0 Hours per month outside trading hours; 10% of total yearly compensation derived from the business; Contact person at the organization: Matt & Shelby Wirick.
CRS (Client Relationship Summary) - RIA
Click below to view Shelby T Wirick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 6, 2022 - Present
FERMATA ADVISORS
Office #1: 539 Broadway Suite A, Sonoma, CA 95476RIA
CRD#: 305614
Sonoma, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FERMATA ADVISORS
FERMATA 401(K) LLC | SONOMA WEALTH ADVISORS, LLC | SONOMA WEALTH ADVISORS | RICH FINANCIAL LLC | RICH FINANCIAL | FERMATA, LLC | FERMATA TAX | FERMATA ADVISORY, LLC | FERMATA ADVISORS, LLC | FERMATA ADVISORS LLC | FERMATA ADVISORS | FERMATA 401K
CRD#: 305614 / SEC#: 801-117411
RIA
Registered Investment Advisory firm - (9/30/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/6/2022)
Current Firm
FA
FERMATA ADVISORS
FERMATA 401(K) LLC | SONOMA WEALTH ADVISORS, LLC | SONOMA WEALTH ADVISORS | RICH FINANCIAL LLC | RICH FINANCIAL | FERMATA, LLC | FERMATA TAX | FERMATA ADVISORY, LLC | FERMATA ADVISORS, LLC | FERMATA ADVISORS LLC | FERMATA ADVISORS | FERMATA 401K
CRD#: 305614 / SEC#: 801-117411
RIA
Registered Investment Advisory firm - (9/30/2019 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
539 Broadway Suite A, Sonoma, CA 95476
Mailing Address
Phone number
(707) 938-7414
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,095 |
| AUM (Assets Under Management) | $ 1,145,263,457 |
Red Flags
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Company Information
FERMATA ADVISORS
CRD#: 305614Sonoma, CA 95476TRUST BUT VERIFY
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