HH
Hayden J. Herrington
J. W. COLE ADVISORS
Platka, FL 32177
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CRD#: 7525523
HH
Professional summary
Hayden J Herrington is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Platka, Florida and J.W. COLE FINANCIAL, INC. located in Palatka, Florida.
Hayden is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Hayden has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Riverside Wealth Advisors, LLC; DBA; Investment Related; 117 N 2nd St., Palatka, FL 32177; Financial advisory services; Managing partner; Start 1/1/2025; 160 hours/month during trading. (2) Financial Independence Group; Investment related;19520 W. Catawba Ave, Suite 200, Cornelius, NC 28031; FIG is a field marketing organization that helps me find suitable insurance products for the clients of Riverside Wealth Advisors when applicable; Licensed Insurance Agent; Start 1/1/2023; 10 hours/month during trading. (3) Silver Bay Luxury Living, Inc.; Not investment Related; 7110 Old Wolf Bay Road, Palatka, FL 32177; Part owner in a 55+ mobile home park; Managing Partner; Start 7/27/2023; 20 hours/month during trading. (4) The Herrington Family Trust - Trustee and Executor (5) Executor for Tara and Adam Herrington
CRS (Client Relationship Summary) - RIA
Click below to view Hayden J Herrington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 23, 2023 - Present
J. W. COLE ADVISORS, INC.
Office #1: 117 N. 2nd St. Palatka Fl 32177, Platka, FL 32177Office #2: 10151 Deerwood Park Blvd Bldg 200, Ste 101 Bldg 200, Ste 101, Jacksonville, FL 32256RIA
CRD#: 112294
Platka, FL
Current
November 6, 2023 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 117 N. 2nd Street, Palatka, FL 32177Office #2: 10151 Deerwood Park Blvd Bldg 200, Ste 101, Jacksonville, FL 32256BD
CRD#: 124583
Palatka, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/6/2025)
RR
Arkansas(1/10/2025)
RR
California(1/6/2025)
RR
Colorado(1/6/2025)
IAR
Florida(1/23/2023)
RR
Florida(11/7/2023)
RR
Georgia(1/6/2025)
RR
Mississippi(1/10/2025)
RR
North Carolina(1/10/2025)
RR
Pennsylvania(1/6/2025)
RR
Virginia(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/6/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Platka, FL 32177TRUST BUT VERIFY
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