Dante F. Sienko

HAPANOWICZ FINANCIAL

PITTSBURGH, PA 15220

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CRD#: 7525196

Professional summary

Dante Francis Sienko is a registered financial advisor currently at HAPANOWICZ FINANCIAL located in Pittsburgh, Pennsylvania and LPL FINANCIAL LLC located in Pittsburgh, Pennsylvania.

Dante is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Dante has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1- 08/2024 / Hapanowicz and Associates / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dante Francis Sienko's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 15, 2024 - Present

HAPANOWICZ FINANCIAL

Office #1: Foster Plaza 6 681 Andersen Drive Suite 100, Pittsburgh, PA, 15220

RIA

CRD#: 157523

PITTSBURGH, PA

Current

August 19, 2024 - Present

LPL FINANCIAL LLC

Office #1: 681 Andersen Dr, Ste 100 Foster Plaza 6, Pittsburgh, PA 15220

RIA

CRD#: 6413

PITTSBURGH, PA

Past

September 27, 2022 - August 8, 2024

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

RIA

CRD#: 109355

Gibsonia, PA

Past

September 20, 2022 - August 8, 2024

FEDERATED SECURITIES CORP.

RIA

CRD#: 5009

PITTSBURGH, PA

Past

September 20, 2022 - August 8, 2024

FEDERATED INVESTMENT COUNSELING

RIA

CRD#: 105325

Gibsonia, PA

Past

September 20, 2022 - August 8, 2024

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

RIA

CRD#: 106277

Gibsonia, PA

Past

June 19, 2022 - August 8, 2024

FEDERATED SECURITIES CORP.

CRD#: 5009

PITTSBURGH, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HAPANOWICZ FINANCIAL

CRD#: 157523 / SEC#: 801-72352

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(8/19/2024)

IAR

Pennsylvania
(10/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/19/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/18/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/13/2022

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

HAPANOWICZ FINANCIAL

CRD#: 157523 / SEC#: 801-72352

RIA

Registered Investment Advisory firm - (5/18/2011 Approved)

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Contact information

Main Address

Foster Plaza 6 681 Andersen Drive Suite 100, Pittsburgh, PA, 15220

Mailing Address

Phone number

(412) 261-5966

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/28/2025)

ADV PART 2A APPENDIX 1 (2/28/2025)

Regulatory assets under management

Total Number of Accounts	926
AUM (Assets Under Management)	$ 574,669,714

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dante F. Sienko

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dante Francis Sienko's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC

FEDERATED SECURITIES CORP.

FEDERATED INVESTMENT COUNSELING

FEDERATED GLOBAL INVESTMENT MANAGEMENT CORP.

FEDERATED SECURITIES CORP.

Primary Firm SEC Registration

HAPANOWICZ FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 9/19/2022

Series 7TO

Date: 6/18/2022

SIE

Date: 5/13/2022

FINRA

Current Firm

HAPANOWICZ FINANCIAL

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HAPANOWICZ FINANCIAL

TRUST BUT VERIFY

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