Matthew T. Daniels

ELITE RETIREMENT GROUP

Plover, WI 54467

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CRD#: 7525176

Professional summary

Matthew Theodore Daniels is a registered financial advisor currently at ELITE RETIREMENT GROUP located in Plover, Wisconsin and ELITE WEALTH MANAGEMENT, INC. located in Plover, Wisconsin.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Matthew has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Theodore Daniels's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2023 - Present

ELITE RETIREMENT GROUP

Office #1: 1320 Okray Ave., Plover, WI 54467

RIA

CRD#: 312178

Plover, WI

Current

February 26, 2025 - Present

ELITE WEALTH MANAGEMENT, INC.

Office #1: 2331 Post Road, Plover, WI 54467

RIA

CRD#: 333159

PLOVER, WI

Past

July 6, 2023 - September 13, 2023

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

WAUWATOSA, WI

Past

June 14, 2023 - September 13, 2023

PRINCIPAL SECURITIES, INC.

CRD#: 1137

WAUWATOSA, WI

Past

August 22, 2022 - January 19, 2023

PRINCIPAL SECURITIES, INC.

CRD#: 1137

WAUWATOSA, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ELITE RETIREMENT GROUP

ELITE RETIREMENT GROUP | ELITE RETIREMENT GROUP, INC.

CRD#: 312178 / SEC#: 801-129944

RIA

Registered Investment Advisory firm - (4/18/2024 Approved)

Wisconsin

Registered Investment Advisory firm - (4/19/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(9/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/1/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/20/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/18/2022

Securities Industry Essentials Examination

Current Firm

ELITE RETIREMENT GROUP

ELITE RETIREMENT GROUP | ELITE RETIREMENT GROUP, INC.

CRD#: 312178 / SEC#: 801-129944

RIA

Registered Investment Advisory firm - (4/18/2024 Approved)

Wisconsin

Registered Investment Advisory firm - (4/19/2024 Terminated)

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Contact information

Main Address

1320 Okray Ave., Plover, WI 54467

Mailing Address

Phone number

(715) 341-8899

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2AB (3/4/2025)

ADV PART 2- APPENDIX 1 (3/4/2025)

Regulatory assets under management

Total Number of Accounts	1,941
AUM (Assets Under Management)	$ 168,368,263

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew T. Daniels

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew Theodore Daniels's CRS (Customer Relationship Summary).

Certified licenses

Experience

ELITE WEALTH MANAGEMENT, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

Primary Firm SEC Registration

ELITE RETIREMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 7/1/2023

Series 7TO

Date: 8/20/2022

SIE

Date: 2/18/2022

Current Firm

ELITE RETIREMENT GROUP

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ELITE RETIREMENT GROUP

TRUST BUT VERIFY

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