DH
Derek Hardin
FR TRADING LLC
NEW YORK, NY 10281
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CRD#: 7524141
DH
Professional summary
Derek Hardin is a registered financial professional currently at FR TRADING LLC located in New York, New York.
Derek is registered as a RR (Registered Representative) and started their career in finance in 2023. Derek has worked at 1 firm and has passed the Series 57TO, SIE and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Derek Hardin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 1, 2023 - Present
FR TRADING LLC
Office #1: 225 Liberty Street 30th Floor, New York, NY 10281BD
CRD#: 318566
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 57TO
Date: 5/12/2022
Securities Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE Arca, Inc.
Current Firm
FT
FR TRADING LLC
FR TRADING LLC
CRD#: 318566 / SEC#: , 8-70870
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
225 Liberty Street 30th Floor, New York, NY 10281
Mailing Address
225 Liberty Street 30th Floor, New York, NY 10281
Phone number
(212) 393-1420
Established
Delaware since 07/29/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Red Flags
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