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TT

Thomas S. Tuohy

DRIVEN INVESTMENTS
Chubbuck, ID
Some features on this profile are disabled
CRD#: 7523777
TT

Professional summary

Thomas Stephen Tuohy, who also goes by Thomas Tuohy, is a registered financial advisor currently at DRIVEN INVESTMENTS LLC located in Chubbuck, Idaho.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2024. Thomas has worked at 2 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Tuohy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Stephen Tuohy's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2026 - Present

DRIVEN INVESTMENTS LLC

RIA
CRD#: 310095
Chubbuck, ID
Past

January 18, 2024 - May 15, 2025

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DI
DRIVEN INVESTMENTS LLC
DRIVEN INVESTMENTS LLC

CRD#: 310095 / SEC#: 801-123246

RIA
Registered Investment Advisory firm - (3/23/2022 Approved)
California
Registered Investment Advisory firm - (5/12/2022 Terminated)
Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)
Idaho
Registered Investment Advisory firm - (4/21/2022 Terminated)
Louisiana
Registered Investment Advisory firm - (4/19/2022 Terminated)
Texas
Registered Investment Advisory firm - (4/12/2022 Terminated)
Utah
Registered Investment Advisory firm - (4/14/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(4/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/24/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/26/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/18/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 5/28/2022
Securities Industry Essentials Examination

Current Firm

DI
DRIVEN INVESTMENTS LLC
DRIVEN INVESTMENTS LLC

CRD#: 310095 / SEC#: 801-123246

RIA
Registered Investment Advisory firm - (3/23/2022 Approved)
California
Registered Investment Advisory firm - (5/12/2022 Terminated)
Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)
Idaho
Registered Investment Advisory firm - (4/21/2022 Terminated)
Louisiana
Registered Investment Advisory firm - (4/19/2022 Terminated)
Texas
Registered Investment Advisory firm - (4/12/2022 Terminated)
Utah
Registered Investment Advisory firm - (4/14/2022 Terminated)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Lehi, UT
Mailing Address
Phone number
(844) 932-3272
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (41 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A- DRIVEN INVESTMENTS LLC (3/17/2025)

Regulatory assets under management

Total Number of Accounts1,152
AUM (Assets Under Management)$ 168,621,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DRIVEN INVESTMENTS LLC

CRD#: 310095Chubbuck, ID

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