PF
Peter M. Fromson
IFM (US) SECURITIES
New York, NY 10036
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CRD#: 7523214
PF
Professional summary
Peter Mckee Fromson, who also goes by Peter M Fromson, is a registered financial professional currently at IFM (US) SECURITIES, LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2022. Peter has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Peter M Fromson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Peter Mckee Fromson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 1, 2024 - Present
IFM (US) SECURITIES, LLC
Office #1: 114 West 47th Street 19th Floor, New York, NY 10036BD
CRD#: 166325
New York, NY
Past
November 8, 2022 - September 20, 2024
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/1/2024)
RR
Alaska(10/1/2024)
RR
Arizona(10/1/2024)
RR
Arkansas(10/1/2024)
RR
California(10/1/2024)
RR
Colorado(10/1/2024)
RR
Connecticut(10/1/2024)
RR
Delaware(10/1/2024)
RR
District of Columbia(10/2/2024)
RR
Florida(10/1/2024)
RR
Georgia(10/1/2024)
RR
Hawaii(10/1/2024)
RR
Idaho(10/1/2024)
RR
Illinois(10/1/2024)
RR
Indiana(10/1/2024)
RR
Iowa(10/1/2024)
RR
Kansas(10/1/2024)
RR
Kentucky(10/1/2024)
RR
Louisiana(10/1/2024)
RR
Maine(10/1/2024)
RR
Maryland(10/1/2024)
RR
Massachusetts(10/1/2024)
RR
Michigan(10/1/2024)
RR
Minnesota(10/1/2024)
RR
Mississippi(10/1/2024)
RR
Missouri(10/1/2024)
RR
Montana(10/1/2024)
RR
Nebraska(10/1/2024)
RR
Nevada(10/1/2024)
RR
New Hampshire(10/1/2024)
RR
New Jersey(10/1/2024)
RR
New Mexico(10/1/2024)
RR
New York(10/1/2024)
RR
North Carolina(10/1/2024)
RR
North Dakota(10/1/2024)
RR
Ohio(10/3/2024)
RR
Oklahoma(10/1/2024)
RR
Oregon(10/1/2024)
RR
Pennsylvania(10/1/2024)
RR
Rhode Island(10/1/2024)
RR
South Carolina(10/1/2024)
RR
South Dakota(10/1/2024)
RR
Tennessee(10/1/2024)
RR
Texas(10/1/2024)
RR
Utah(10/1/2024)
RR
Vermont(10/1/2024)
RR
Virginia(10/1/2024)
RR
Washington(10/1/2024)
RR
West Virginia(10/1/2024)
RR
Wisconsin(10/1/2024)
RR
Wyoming(10/1/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/8/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
I(
IFM (US) SECURITIES, LLC
IFM (US) SECURITIES, LLC
CRD#: 166325 / SEC#: , 8-69201
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
114 West 47th Street 19th Floor, New York, NY 10036
Mailing Address
114 West 47th Street 19th Floor, New York, NY 10036
Phone number
(212) 784-2260
Established
Delaware since 11/19/2012
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFM INVESTORS (US), LLC | MEMBER | |
| GARCIA, JULIO FRANCISCO | DIRECTOR | 2910097 |
| GEORGARAKIS, DIMITRIOS | CHIEF OPERATING OFFICER | 6917695 |
| GRUBER, RICHARD EDWARD | CHIEF COMPLIANCE OFFICER | 5256033 |
| KIRSCHENBLAT, CHAD ETHAN | FINANCIAL AND OPERATIONS PRINCIPAL | 2503352 |
| MODY, ANDREA CRAWFORD | CHIEF EXECUTIVE OFFICER | 5409587 |
| RANDALL, RICHARD ALLEN | DIRECTOR | 5395562 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
