Eugene Arnold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eugene Arnold JR was a registered financial professional .
Eugene is a previously registered financial professional and started their career in finance in 1966. Eugene had worked at 5 firms and has passed the Series 63 and PC exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 1993 - December 2, 2003
PHILADELPHIA CORPORATION FOR INVESTMENT SERVICES
January 6, 1992 - September 22, 1993
OPPENHEIMER & CO. INC.
May 1, 1989 - December 31, 1991
W.H. NEWBOLD'S SON & CO., INC.
December 14, 1973 - May 1, 1989
HOPPER SOLIDAY & CO., INC.
April 6, 1966 - December 14, 1973
HOPPER SOLIDAY BROOKE SHERIDAN INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 2/4/1981
AMEX Put and Call ExamCurrent Firm
PHILADELPHIA CORPORATION FOR INVESTMENT SERVICES
CRD#: 15275 / SEC#: , 8-31934
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| UVEST FINANCIAL SERVICES GROUP, INC. | SHAREHOLDER | 13787 |
| ARNOLD, DAN HOGAN JR | DIRECTOR | 2557410 |
| BALDASSARI, PHILIP JOSEPH | SENIOR VICE PRESIDENT | 705809 |
| BLUEFELD, FREDERICK AUGUST | VICE PRESIDENT | 1077653 |
| CARR, JAN ROBERT | PRESIDENT, CEO,CHIEF COMPLIANCE OFFICER, COMPLIANCE REGISTERED OPTIONS PRINCIPAL | 1180822 |
| COUGHEY, DONNA MARIE | DIRECTOR | |
| KELLY, MATTHEW DANIEL | DIRECTOR | 4361186 |
| PAYNE, TERRI LYNN | FINOP | 1355533 |
| RAFFETY, RICHARD WAYNE | SENIOR VICE PRESIDENT, DIRECTOR | 370067 |
| WALKER, VERNON CHARLES | SENIOR VICE PRESIDENT | 457384 |
| WILLOW GROVE BANK CORP | OPTION OWNER |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
