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Mubasil M. Chaudhry

PEEL HUNT
London, EC2M 2AT
Some features on this profile are disabled
CRD#: 7522884
MC

Professional summary

Mubasil Mahmood Chaudhry is a registered financial professional currently at PEEL HUNT INC. .

Mubasil is registered as a RR (Registered Representative) and started their career in finance in 2022. Mubasil has worked at 2 firms and has passed the Series 16, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mubasil Mahmood Chaudhry's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 19, 2024 - Present

PEEL HUNT INC.

Office #1: 7th Floor 100 Liverpool Street, London, EC2M 2AT
BD
CRD#: 157321
London,
Past

July 26, 2022 - September 13, 2024

WILLIAM BLAIR

BD
CRD#: 1252
LONDON,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 16
Date: 3/2/2023
NYSE Supervisory Analyst Examination
General Industry/Product Exam
RR
Series 7TO
Date: 7/26/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/21/2022
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

PH
PEEL HUNT INC.
PEEL HUNT INC.

CRD#: 157321 / SEC#: , 8-68845

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
7th Floor 100 Liverpool Street, London, EC2M 2AT
Mailing Address
7th Floor 100 Liverpool Street, London, EC2M 2AT
Phone number
4420 7418-8900
Established
Delaware since 03/04/2011
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
PEEL HUNT INTERNATIONAL LIMITEDOWNER
FINE, STEVEN HARVEYCHAIRMAN2000873
GROSS, ANDREW PAULCEO2402407
LAW, GEORGIA PHILIPPA DUNCANCCO8165329
RUTITSKIY, DMITRIY NMNFINOP6117665
SCHOFIELD, JAMESPOO, PFO7138333

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEEL HUNT INC.

CRD#: 157321London, EC2M 2AT

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