Maria Smirnova
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maria Smirnova, who also goes by Maria Arkadevna Smirnova, was a registered financial professional .
Maria is a previously registered financial professional and started their career in finance in 2023. Maria had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2023 - December 19, 2023
SPROTT ASSET MANAGEMENT USA INC.
Primary Firm SEC Registration
SPROTT ASSET MANAGEMENT USA INC.
CRD#: 139022 / SEC#: 801-66131
State Registrations and Notice Filings
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Exams
Current Firm
SPROTT ASSET MANAGEMENT USA INC.
CRD#: 139022 / SEC#: 801-66131
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,613 |
| AUM (Assets Under Management) | $ 4,636,738,041 |
Red Flags
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