Braxton King

ENTREWEALTH

South Ogden, UT

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CRD#: 7522223

Professional summary

Braxton King is a registered financial advisor currently at ENTREWEALTH located in South Ogden, Utah.

Braxton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Braxton has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braxton King's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 12, 2026 - Present

ENTREWEALTH

RIA

CRD#: 317553

South Ogden, UT

Past

January 2, 2025 - March 17, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CLINTON, UT

Past

January 2, 2025 - March 17, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

CLINTON, UT

Past

August 26, 2024 - December 18, 2024

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

SALT LAKE CITY, UT

Past

October 9, 2023 - December 18, 2024

EQUITABLE ADVISORS, LLC

CRD#: 6627

SALT LAKE CITY, UT

Past

September 1, 2023 - September 19, 2023

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Farmington, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ENTREWEALTH

ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC

CRD#: 317553 / SEC#: 801-130035

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Texas

Registered Investment Advisory firm - (5/1/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/12/2026)

IAR

Utah
(4/13/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/22/2023

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/31/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/9/2023

Securities Industry Essentials Examination

Current Firm

ENTREWEALTH

ENTREWEALTH | SOCHA CAPITAL WEALTH STRATEGIES | SOCHA CAPITAL | ENTREWEALTH, LLC

CRD#: 317553 / SEC#: 801-130035

RIA

Registered Investment Advisory firm - (4/26/2024 Approved)

Texas

Registered Investment Advisory firm - (5/1/2024 Terminated)

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Contact information

Main Address

1101 Quaker Ridge Dr, Austin, TX 78746

Mailing Address

701 S Capital Of Texas Hwy Ste D420-343, Austin, TX 78746

Phone number

(512) 240-2244

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A, PRIVACY NOTICE (5/21/2025)

Regulatory assets under management

Total Number of Accounts	522
AUM (Assets Under Management)	$ 222,597,035

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Braxton King

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Braxton King's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENTREWEALTH

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

ENTREWEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/2024

Series 63

Date: 9/22/2023

Series 7TO

Date: 8/31/2023

SIE

Date: 8/9/2023

Current Firm

ENTREWEALTH

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ENTREWEALTH

TRUST BUT VERIFY

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