Ashel M. Ammons
Professional summary
Ashel Matthew Ammons Jr, who also goes by Ashel Matthew Ammons Jr., Ashel Matthew Ammons, Matt Ammons, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Austin, Texas.
Ashel is registered as a RR (Registered Representative) and started their career in finance in 2022. Ashel has worked at 3 firms and has passed the Series 63, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ashel Matthew Ammons Jr's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2025 - Present
NYLIFE SECURITIES LLC
Office #1: 6200 Bridgepoint Parkway Suite 300, Austin, TX 78730July 26, 2024 - January 31, 2025
PARK AVENUE SECURITIES LLC
May 31, 2022 - February 29, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/17/2025)
(11/10/2025)
(8/25/2025)
(5/28/2025)
(11/10/2025)
(3/25/2025)
(8/25/2025)
(3/18/2025)
Exams
Series 6TO
Date: 5/31/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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