Andrew J. Morgan
Professional summary
Andrew J Morgan, who also goes by Drew Morgan, is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2022. Andrew has worked at 1 firm and has passed the Series 63, Series 82TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew J Morgan's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 20, 2022 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2025)
(2/14/2024)
(10/12/2023)
(5/18/2025)
(11/16/2022)
Exams
Series 82TO
Date: 1/4/2023
Limited Representative-Private Securities OfferingsSeries 7TO
Date: 7/20/2022
General Securities Representative ExaminationFINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS HOLDINGS USA, INC. | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
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Company Information
FOCUS SECURITIES LLC
CRD#: 150589Gainesville, VA 20155TRUST BUT VERIFY
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