Jim L. Demuth

LONE PEAK ADVISERS

Draper, UT 84020-7150

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CRD#: 7521400

Professional summary

Jim Lee Demuth, who also goes by Jim Demuth, is a registered financial advisor currently at LONE PEAK ADVISERS located in Draper, Utah.

Jim is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jim has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jim Demuth

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: 4Ten Enterprises LLC Purpose: Financial/Investment Counsel Address: 2059 E Graystone Lane, Draper, UT 84020 Position: Owner Dates: 1/1/2017 - Present ---------------------------------------------------------------------- Name: Maverick Trading Purpose: Trading Education Address: 1901 Fort Union Blvd., Salt Lake City, Utah 84121 Position: Sales - trading education program for individuals interested in Forex/Options trading. Approx 3-4 hours per week occurs during trading hours. Jan 2022- present

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jim Lee Demuth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 13, 2023 - Present

LONE PEAK ADVISERS

Office #1: 11650 South State Street Suite 200, Draper, UT 84020-7150

RIA

CRD#: 296772

Draper, UT

Past

March 25, 2022 - December 31, 2022

LONE PEAK ADVISERS

RIA

CRD#: 296772

DRAPER, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LONE PEAK ADVISERS

CRD#: 296772 / SEC#: 801-127627

RIA

Registered Investment Advisory firm - (3/28/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(4/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/20/2020

Uniform Investment Adviser Law Examination

Current Firm

LONE PEAK ADVISERS

CRD#: 296772 / SEC#: 801-127627

RIA

Registered Investment Advisory firm - (3/28/2023 Approved)

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Contact information

Main Address

11650 South State Street Suite 200, Draper, UT 84020-7150

Mailing Address

Phone number

(801) 855-8886

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LONE PEAK ADVISERS, LLC - FORM ADV PART 2A (3/3/2025)

Regulatory assets under management

Total Number of Accounts	743
AUM (Assets Under Management)	$ 119,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jim L. Demuth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jim Lee Demuth's CRS (Customer Relationship Summary).

Certified licenses

Experience

LONE PEAK ADVISERS

LONE PEAK ADVISERS

Primary Firm SEC Registration

LONE PEAK ADVISERS

State Registrations and Notice Filings

Exams

Series 65

Date: 9/20/2020

Current Firm

LONE PEAK ADVISERS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LONE PEAK ADVISERS

TRUST BUT VERIFY

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