AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
ED

Ethan M. Dolce

NORTH SYRACUSE, NY 13212
Some features on this profile are disabled
CRD#: 7521249
ED

Professional summary


Ethan Monte Dolce, who also goes by Ethan M Dolce, was a registered financial advisor .

Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Ethan had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Ethan M Dolce

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-licensed insurance agent -TAX PREPARATION AND BOOKKEEPING as an accountant with C & A Accounting Associates Inc

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 9, 2025 - Present

Office #1: 114 Kreischer Rd Ste 6, North Syracuse, NY 13212
NORTH SYRACUSE, NY
Past

February 23, 2023 - November 24, 2024

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
Syracuse, NY
Past

February 23, 2023 - November 24, 2024

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Syracuse, NY
Past

June 13, 2022 - February 13, 2023

LPL FINANCIAL LLC

RIA
CRD#: 6413
SYRACUSE, NY
Past

April 30, 2022 - February 13, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
SYRACUSE, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(10/9/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 6/6/2022
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/29/2022
General Securities Representative Examination
General Industry/Product Exam

Current firm


No current employment

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


No current employment

TRUST BUT VERIFY

Monitor Ethan Dolce

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Benjamin Pierce Stroh
Benjamin StrohAdvisorCheck Check Mark
PFS INVESTMENTS INC.
IAR
RR
Skaneateles, NY
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics