Kristin J. Short

CONFIDE

Thousand Oaks, CA

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CRD#: 7521181

Professional summary

Kristin Joann Short, who also goes by Kristin Abbott, is a registered financial advisor currently at CONFIDE located in Thousand Oaks, California.

Kristin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Kristin has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kristin Abbott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kristin J. Short Consulting LLC 42 Albion Pl Thousand Oaks, CA 91320 Founder/Managing member Consulting on household finances in a non-investment capacity (I.e. bookkeeping of business expenses, tax assistance, organization of estate planning documents, debt management strategies, etc.) 05/2021-Present 5hrs/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Joann Short's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2023 - Present

CONFIDE

RIA

CRD#: 326192

Thousand Oaks, CA

Past

May 23, 2022 - March 31, 2023

RADIX FINANCIAL, LLC

RIA

CRD#: 171159

Thousand Oaks, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/30/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/21/2022

Uniform Investment Adviser Law Examination

Current Firm

CONFIDE

CONFIDE | CONFIDE FINANCIAL PLANNING & INVESTMENTS, LLC

CRD#: 326192 / SEC#:

California

Registered Investment Advisory firm - (5/30/2023 Approved)

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Contact information

Main Address

Thousand Oaks, CA

Mailing Address

Phone number

(805) 267-9540

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	11
AUM (Assets Under Management)	$ 6,287,785

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kristin J. Short

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Joann Short's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONFIDE

RADIX FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/21/2022

Current Firm

CONFIDE

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CONFIDE

TRUST BUT VERIFY

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