Abraham Pumarino Martinez
Professional summary
Abraham Pumarino Martinez, who also goes by Abraham Pumarinomartinez, is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Nashville, Tennessee.
Abraham is registered as a RR (Registered Representative) and started their career in finance in 2022. Abraham has worked at 2 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Abraham Pumarino Martinez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 12, 2023 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: Highland Ridge Ii 555 Marriott Drive, Suite 510, Nashville, TN 37214-5108December 9, 2022 - September 8, 2023
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/23/2023)
(9/23/2023)
(9/23/2023)
(9/25/2023)
Exams
Series 7TO
Date: 12/9/2022
General Securities Representative ExaminationFINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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