Jacqueline D. Williams

FELICITY FINANCIAL LLC

Charlotte, NC

Some features on this profile are disabled

CRD#: 7520674

Professional summary

Jacqueline Donisha Williams, who also goes by Jacquelin D Williams, Jacqueline D Williams, Jacqueline Williams, is a registered financial advisor currently at FELICITY FINANCIAL LLC located in Charlotte, North Carolina.

Jacqueline is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Jacqueline has worked at 2 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacquelin D Williams | Jacqueline D Williams | Jacqueline Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FELICITY FINANCIAL LLC - FINANCIAL ADVISORY SERVICES - INVESTMENT RELATED, PRESIDENT/CEO, CHARLOTTE, NC NAME OF BUSINESS: JD INVESTMENT & CONSULTING FIRM, LLC NON-INVESTMENT RELATED ADDRESS (City/State): CHARLOTTE, NC NATURE OF BUSINESS: TAX PREPARATION POSITION: CONSULTANT AND TAX PREPARER START DATE (Month/Year): 04/2007 APPROXIMATE HOURS PER MONTH: 5 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: TAX PREPARATION SERVICES NAME OF BUSINESS: INDEPENDENT SOURCE PUBLISHINGS, LLC NON-INVESTMENT ADDRESS (City/State): Canton, OH NATURE OF BUSINESS: LLC POSITION: Owner START DATE (Month/Year): 06/2017 APPROXIMATE HOURS PER MONTH: 5 NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: WRITER, PUBLISHER, COPYRIGHT FILINGS NAME OF BUSINESS: MATTIE'S FISH MARKET, Ltd NON-INVESTMENT ADDRESS (City/State): Canton, OH NATURE OF BUSINESS: MOBILE FISH AND SEAFOOD BUSINESS POSITION: OWNER START DATE (Month/Year): 01/2020 APPROXIMATE HOURS PER MONTH: (0) Inactive NUMBER OF HOURS DURING TRADING HOURS: 0 DUTIES: OPERATIONS/MANAGEMENT, SALES AND TAX FILINGS NAME OF BUSINESS: Jacqueline D. Williams NON-INVESTMENT RELATED ADDRESS (City/State): CHARLOTTE, NC NATURE OF BUSINESS: Ride-Share (Lyft and Uber) POSITION: Driver START DATE (Month/Year): 04/2024 APPROXIMATE HOURS PER MONTH: 0 - 100 NUMBER OF HOURS DURING TRADING HOURS: 0 - 10 hours per week DUTIES: Drive to learn more about the regional area, the communities and the people; while earning some extra cash in the process.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Donisha Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2023 - Present

FELICITY FINANCIAL LLC

RIA

CRD#: 325503

Charlotte, NC

Past

June 17, 2022 - November 1, 2022

VANGUARD MARKETING CORPORATION

CRD#: 7452

CHARLOTTE, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2022

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/23/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/17/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 4/14/2022

Securities Industry Essentials Examination

Current Firm

FELICITY FINANCIAL LLC

FELICITY FINANCIAL | FELICITY FINANCIAL, LLC | FELICITY FINANCIAL LLC

CRD#: 325503 / SEC#:

North Carolina

Registered Investment Advisory firm - (10/2/2023 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Charlotte, NC

Mailing Address

6416 Rea Rd., Suite B7 Box 77923, Charlotte, NC 28277

Phone number

(866) 433-5424

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jacqueline D. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacqueline Donisha Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

FELICITY FINANCIAL LLC

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2022

Series 63

Date: 9/23/2022

Series 7TO

Date: 6/17/2022

SIE

Date: 4/14/2022

Current Firm

FELICITY FINANCIAL LLC

Contact information

Documents

Red Flags

Company Information

FELICITY FINANCIAL LLC

TRUST BUT VERIFY

Similar Advisors