MD
Mark Dinner
ICW HOLDINGS
Brooklyn, NY
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CRD#: 7519996
MD
Professional summary
Mark Dinner is a registered financial advisor currently at ICW HOLDINGS, LLC located in Brooklyn, New York.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Mark has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MD & AM LLC - MANAGING MEMBER. 10/2021 TO PRESENT. 8 THE GREEN, SUITE A, DOVER, DELAWARE 19901. SPONSOR OF SPECIAL PURPOSE VEHICLES. DUTIES INCLUDE SERVING AS MANAGER OF SPECIAL PURPOSE VEHICLES. THE ONE SPV THAT IS AN ONGOING INVESTMENT AND MANAGED BY MARK DINNER IS THE LIGHTPHONE SPV, OFFERED AS A SERIES OF MD & AM LLC. INVESTMENT RELATED. SPEND APPROX. 10 HRS/MONTH ON THIS ACTIVITY, THE MAJORITY OF WHICH ARE SPENT OUTSIDE OF NORMAL TRADING HOURS. 2) NSAABA LLC (DBA 54KIBO) - INVESTOR (49% INTEREST). 11/2017 TO PRESENT. NOT INVESTMENT RELATED. 137 MONTAGUE ST., STE 329, BROOKLYN, NY 11201. ECOMMERCE HOME DECOR STORE OWNED BY MY SPOUSE. NO DUTIES. 3) CASINO SECURITY, LLC (DBA NEW YORK SECURITY SOLUTIONS) - INVESTOR AND MEMBER. 9/2020 TO PRESENT. NOT INVESTMENT RELATED. DUTIES INCLUDE INFORMAL MEMBER OF ADVISORY COMMITTEE THAT MEETS EVERY QUARTER. SPEND 1 HOUR/QUARTER ON THIS ACTIVITY. 1887 WEST 10TH ST., BROOKLYN, NY 11223. 4) EXPANDING CAPITAL - 7/2022 TO PRESENT. NON-VOTING MEMBER AND PARTNER. INVESTMENT RELATED. THIS IS A VENTURE CAPITAL INVESTMENT FIRM. HIS DUTIES INCLUDE PROVIDING RESEARCH ON INDIVIDUAL COMPANIES AND THOUGHT PARTNERSHIP. COMPENSATION MAY BE PROVIDED AS PART OF THIS BY THE GP. 5) MDNQCOSMOS, LLC - MANAGING MEMBER AND OWNER. 6/2022 TO PRESENT. INVESTMENT RELATED. THIS IS THE ENTITY THROUGH WHICH MARK DINNER INVESTS HIS SELF-DIRECTED ROTH IRA IN CERTAIN ASSETS. NO COMPENSATION RECEIVED FOR MANAGING THESE PERSONAL ASSETS. 183 COLUMBIA HEIGHTS, APT. 1, BROOKLYN, NY 11201.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Dinner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2022 - Present
ICW HOLDINGS, LLC
RIA
CRD#: 319296
Brooklyn, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IH
ICW HOLDINGS, LLC
ICW | ICW HOLDINGS, LLC | ICW HOLDINGS
CRD#: 319296 / SEC#: 801-128614
RIA
Registered Investment Advisory firm - (8/22/2023 Approved)New York
Registered Investment Advisory firm - (5/9/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(5/12/2022)
Current Firm
IH
ICW HOLDINGS, LLC
ICW | ICW HOLDINGS, LLC | ICW HOLDINGS
CRD#: 319296 / SEC#: 801-128614
RIA
Registered Investment Advisory firm - (8/22/2023 Approved)New York
Registered Investment Advisory firm - (5/9/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Brooklyn, NY
Mailing Address
137 Montague Street Suite 329, Brooklyn, NY 11201
Phone number
(347) 413-4750
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 31 |
| AUM (Assets Under Management) | $ 107,706,913 |
Red Flags
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