Shelbie H. Benitez

MCALISTER, SWEET & ASSOCIATES

Houston, TX 77070

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CRD#: 7519932

Professional summary

Shelbie Hohlt Benitez, who also goes by Shelbie Leigh Hohlt, is a registered financial advisor currently at MCALISTER, SWEET & ASSOCIATES, INC. located in Houston, Texas.

Shelbie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Shelbie has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Shelbie Leigh Hohlt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

McAlister, Sweet & Associates, Inc., Houston TX: 8/16/2021. Provides tax preparation services to individuals and business entities. This service is included in the fees paid for our advisory services.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelbie Hohlt Benitez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2022 - Present

MCALISTER, SWEET & ASSOCIATES, INC.

Office #1: 19500 St. Hwy. 249 Suite 345, Houston, TX 77070

RIA

CRD#: 290626

Houston, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCALISTER, SWEET & ASSOCIATES, INC.

CRD#: 290626 / SEC#: 801-112082

RIA

Registered Investment Advisory firm - (11/27/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(11/9/2022)

IAR

Texas
(3/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2022

Uniform Investment Adviser Law Examination

Current Firm

MCALISTER, SWEET & ASSOCIATES, INC.

CRD#: 290626 / SEC#: 801-112082

RIA

Registered Investment Advisory firm - (11/27/2017 Approved)

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Contact information

Main Address

19500 St. Hwy. 249 Suite 345, Houston, TX 77070

Mailing Address

Phone number

(281) 897-0700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP PROGRAM (1/29/2025)

FORM ADV PART 2 (1/29/2025)

Regulatory assets under management

Total Number of Accounts	334
AUM (Assets Under Management)	$ 205,463,910

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Shelbie H. Benitez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Shelbie Hohlt Benitez's CRS (Customer Relationship Summary).

Certified licenses

Experience

MCALISTER, SWEET & ASSOCIATES, INC.

Primary Firm SEC Registration

MCALISTER, SWEET & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2022

Current Firm

MCALISTER, SWEET & ASSOCIATES, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCALISTER, SWEET & ASSOCIATES, INC.

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