CB
Caleb A. Barnett
STRATEGIC WEALTH INVESTMENT GROUP
Fort Worth, TX 76102
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CRD#: 7519733
CB
Professional summary
Caleb Adam Barnett is a registered financial advisor currently at STRATEGIC WEALTH INVESTMENT GROUP, LLC located in Fort Worth, Texas.
Caleb is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Caleb has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-66948|OrgNmn:Caleb Barnett Music|Org Addr:Richland H,Texas,US|OBA Nature:Music Performance|Invst Rel:N|Title:Independent Contractor|Duties:I perform as a drummer on the weekends. |StrtDt:03-01-22|TotHrs/mon:24|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Caleb Adam Barnett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 30, 2024 - Present
STRATEGIC WEALTH INVESTMENT GROUP, LLC
Office #1: 101 Summit Ave Suite 904, Fort Worth, TX 76102RIA
CRD#: 165474
Fort Worth, TX
Past
June 6, 2023 - April 19, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WESTLAKE, TX
Past
July 28, 2022 - April 19, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
STRATEGIC WEALTH INVESTMENT GROUP, LLC
STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC
CRD#: 165474 / SEC#: 801-117642
RIA
Registered Investment Advisory firm - (11/14/2019 Approved)Indiana
Registered Investment Advisory firm - (11/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/25/2019 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/30/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/28/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
SW
STRATEGIC WEALTH INVESTMENT GROUP, LLC
STRATEGIC WEALTH DESIGNERS | STRATEGIC WEALTH INVESTMENT GROUP, LLC | STRATEGIC WEALTH DESIGNERS, LLC
CRD#: 165474 / SEC#: 801-117642
RIA
Registered Investment Advisory firm - (11/14/2019 Approved)Indiana
Registered Investment Advisory firm - (11/20/2019 Terminated)Kentucky
Registered Investment Advisory firm - (11/25/2019 Terminated)Ohio
Registered Investment Advisory firm - (11/20/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Louisville, KY
Mailing Address
Phone number
(502) 412-3354
Established
Firm type
Fiscal year end
# of Employees
88
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,626 |
| AUM (Assets Under Management) | $ 1,110,956,980 |
Red Flags
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