JP
Joaquin O. Pastor
BOLTON SECURITIES
Buenos Aires,
Some features on this profile are disabled
CRD#: 7519704
JP
Professional summary
Joaquin Oscar Pastor, who also goes by Joaco Pastor, is a registered financial advisor currently at BOLTON SECURITIES CORPORATION and BOLTON GLOBAL CAPITAL located in Bolton, Massachusetts.
Joaquin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Joaquin has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joaco Pastor
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Partner at PL Advisors S.R.L. - establish 2/2020 in Buenos Aires, Argentina. Management Consulting firm dedicated exclusively to the Argentine market, assists clients to understand the Argentine economy and make strategic decisions for their businesses and assets. Spend approximately 20 hours per month on this business, zero during trading hours. 2. Associate Professor at Universidad de Buenos Aires - began 7.2022 in Buenos Aires, Argentina. Teaching courses in macroeconomics at the Universidad de Buenos Aires. Spends approximately 4 hours on this business during the month, zero during trading hours. 3. Assistant Teacher at Universidad del CEMA - began 7.2022 in Buenos Aires, Argentina. Teaching postgraduate course in financial asset valuation theory at the Universidad del CEMA. Spends approximately 4 hours on this business during the month, zero during trading hours. 4. Assistant Teacher at Universidad Catolica Argentina - began 3.2024 in Buenos Aires, Argentina. Teach macroeconomics and corporate finance classes at the undergraduate level at Universidad Catolica Argentina. Spends approximately 4 hours on this business during the month, zero during trading hours. 5. Registered Investment Advisor with Bolton Securities Corporation, SEC licensed IAR. Time spent represents full-time job and is balanced with RR duties. Investment related and conducted from Branch location. 6. Co-owner of Beruti International Capital Corporation, entity created for personal investments and accounting purposes. Account is held through Bolton. 1 hour spent per month outside business hours. Rep is contact person. 7) Consultant for the Inter-American Development Bank (IADB) located in Buenos Aires, Argentina. Began July, 2024, spending 8 hours per month outside business hours only. Joaquin provides analysis and improvement of access to productive credit in Argentina. Not investment related. Not located at Branch location.
CRS (Client Relationship Summary) - RIA
Click below to view Joaquin Oscar Pastor's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joaquin Oscar Pastor's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 14, 2022 - Present
BOLTON SECURITIES CORPORATION
RIA
BD
CRD#: 129376
Buenos Aires,
Current
March 23, 2022 - Present
BOLTON GLOBAL CAPITAL
Office #1: 579 Main Street, Bolton, MA 01740BD
CRD#: 15650
Bolton, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(9/14/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/23/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
