Elaine Amanda Phillips
Professional Summary
Elaine Amanda Phillips, who also goes by Elaine A Phillips, Elaine Amanda West, was a registered financial advisor. Elaine was a previously registered financial professional and started their career in finance 2022 - 2024. Elaine had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Elaine Amanda Phillips, Elaine A Phillips, Elaine Amanda West
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
4 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
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Contact Information
Main Address
7941 Katy Fwy #516, Houston, TX 77024Phone Number
(713) 823-2900# of Employees
2Documents
Regulatory Assets Under Management
Total Number of Accounts
1AUM (Assets Under Management)
$1,452,661Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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