Elaine A. Phillips
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elaine Amanda Phillips, who also goes by Elaine A Phillips, Elaine Amanda Phillips, Elaine Amanda West, was a registered financial professional .
Elaine is a previously registered financial professional and started their career in finance in 2022. Elaine had worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2024 - October 28, 2024
ENTORO ADVISORS
June 15, 2023 - October 28, 2024
ENTORO SECURITIES, LLC
February 9, 2023 - April 6, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 9, 2023 - April 6, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
August 19, 2022 - October 10, 2022
PRUCO SECURITIES, LLC.
July 18, 2022 - October 10, 2022
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 7/18/2022
General Securities Representative ExaminationCurrent Firm
ENTORO ADVISORS
CRD#: 323700 / SEC#:
Contact information
Red Flags
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