Nathan C. Gale

PEAK WEALTH PLANNING

Lake Bluff, IL

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CRD#: 7519518

Professional summary

Nathan C. Gale is a registered financial advisor currently at PEAK WEALTH PLANNING, LLC located in Lake Bluff, Illinois and FLEUR-DE-LIS FINANCIAL located in Lake Bluff, Illinois.

Nathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Nathan has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Name: WanderWren; Investment Related: No; Address: 250 Parkway Drive, Suite 250 #AT116, Lincolnshire, IL 60069; Nature: Apparel Retailer, Position: Partner/CFO; Start Date 09/2020; 10 hours/0 during trading hours, Duties; accounting, accounts payable/receivables 2.) Name: Gale Properties; Investment Related: No; Address: 331 E. Blodgett Ave, Lake Bluff, IL 60044; Nature: Property Management Company; Position: Founder/CEO; Start Date 05/2004; 10 hours/0 during trading hours, Duties; accounting, accounts payable, approving authority for tenants, leases, & vendors 3) Name: Peak Wealth Planning, LLC; Investment related: Yes; Address: 2723 Valley Brook Dr. Champaign, IL 61822 ; Nature: Registered Investment Advisor; Position: Investment Advisor Representative; Start date: 03/2022; Approximate number of hours/month: 20; Approximate number of hours/month during securities trading hours: 20; Duties: paraplanning and portfolio management. 4) Name: Fleur-de-lis Financial; Investment Related: Yes; Address: 331 E. Blodgett Ave, Lake Bluff, IL 60044; Nature: Financial Planning & Investment Management; Position: Founder & IAR; Start date: 08/2024; Approximate number of hours/month: 20; Approximate number of hours/month during securities trading hours: 20; Duties: paraplanning and portfolio management.

Blog Corner

CRS (Client Relationship Summary) - RIA

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2022 - Present

PEAK WEALTH PLANNING, LLC

RIA

CRD#: 170262

Lake Bluff, IL

Current

August 4, 2023 - Present

FLEUR-DE-LIS FINANCIAL

RIA

CRD#: 325685

Lake Bluff, IL

Past

February 2, 2023 - September 9, 2025

WELLACRE GLOBAL WEALTH ADVISORS

RIA

CRD#: 306770

Lake Bluff, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/11/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2022

Uniform Investment Adviser Law Examination

Current Firm

PEAK WEALTH PLANNING, LLC

CRD#: 170262 / SEC#:

Illinois

Registered Investment Advisory firm - (2/14/2014 Approved)

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Contact information

Main Address

4311 North Ravenswood Ave Suite 217, Chicago, IL 60613

Mailing Address

Phone number

(217) 303-5040

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	75
AUM (Assets Under Management)	$ 61,921,019

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nathan C. Gale

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan C. Gale's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEAK WEALTH PLANNING, LLC

FLEUR-DE-LIS FINANCIAL

WELLACRE GLOBAL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2022

Current Firm

PEAK WEALTH PLANNING, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PEAK WEALTH PLANNING, LLC

TRUST BUT VERIFY

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